Due Diligence in Private Placement Offerings

Pillsbury

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03.01.13

Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Due Diligence in Private Placement Offerings at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.

Topics in the outline include:

Statutory and Regulatory Bases for Due Diligence
Standard of Reasonableness
FINRA Regulatory Notice 10-22
Materiality
SEC Rule 176
General Principles of Due Diligence Investigations
Special Issues in Partnership Offerings
FINRA Rules

Download: Due Diligence in Private Placement Offerings