Private Trading Platforms for Restricted Securities

Pillsbury

PDF
Share
- Email
- Twitter
- LinkedIn
- Facebook

03.01.13

Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Trading Platforms for Restricted Securities at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.

Topics in the outline include:

Resales of restricted securities under SEC Rule 144
Affiliate vs. non-affiliate
Market drivers have led to increased interest and activity in the private market for restricted securities
Growth of the private market for restricted securities
Investments in restricted securities by accredited investors
Broker-dealer registration

Download: Private Trading Platforms for Restricted Securities