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    2300 N Street, NW
    Washington, DC 20037-1122
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    +1.202.663.9201

    4/22/2014
    European Subsidiary Incurs Liability Under U.S. Cuba Sanctions for Travel Services
    Authors: Nancy A. Fischer, Aaron R. Hutman, Stephanie J. Rohrer
    On April 18, 2014, the Office of Foreign Assets Control (“OFAC”) announced a settlement of nearly $6 million with CWT B.V. (“CWT”) for violations of the Cuban Assets Control Regulations (“CACR”), 31 C.F.R. Part 515. CWT is a travel service company based in the Netherlands but majority owned by U.S. persons and consequently was subject to U.S. jurisdiction. CWT provided travel services to 44,430 persons traveling to and from Cuba in violation of the U.S. embargo.
    4/21/2014
    Expansion of Antitrust Enforcement Continues with Extradition
    Foreign Executive to Face U.S. Antitrust Charges
    Authors: Jhale Ali, Mark R. Hellerer, Fusae Nara, Jacob R. Sorensen
    On April 4, 2014, the Department of Justice’s Antitrust Division announced its first successful extradition of a foreign national to the United States on antitrust charges. Romano Pisciotti, a citizen of Italy, has been under indictment since 2010 based on his alleged involvement in a marine hose cartel that has produced a number of guilty pleas. While traveling through Germany on business, he was identified as a fugitive from United States justice, detained, and eventually extradited. Germany’s extradition of Mr. Pisciotti demonstrates both the increased willingness of the Division to pursue extradition and the increased risks posed to foreign executives, especially if they travel outside of their home countries while under indictment in the United States.
    4/18/2014
    Hon. Greg Laughlin Discusses Pillsbury’s Crisis Management Team
    Author: The Honorable Gregory H. Laughlin
    Senior Counsel Greg Laughlin describes the capabilities and experience of Pillsbury’s Crisis Management Team. Having dealt with crises in both the private sector and in government regulatory roles, our lawyers are equipped to move quickly in mobilizing the firm's global resources to guide clients experiencing crises of any type. They can also help an organization set up contingency plans in advance, to be deployed in the event of a crisis.
    4/18/2014
    Elizabeth Moeller Discusses Crisis Strategy Planning in Government Investigations
    Author: Elizabeth Vella Moeller
    Public Policy partner Elizabeth Moeller addresses the recent rise in the frequency and intensity of investigations by government entities at all levels. When clients turn to Pillsbury amid an official probe, our lawyers draw on their knowledge of investigative processes and players to provide guided and strategic counsel during what is often a trying time. They know how to act decisively -- but not recklessly -- in dealing with the authorities.
    April 2014
    Closed Captioning Quality Standards Go Into Effect April 30, 2014
    Authors: Clifford M. Harrington, Christine A. Reilly
    The FCC’s Recent Report and Order, Declaratory Ruling and Further Notice of Proposed Rulemaking Institutes a New Wave of Compliance Deadlines
    4/15/2014
    Pillsbury Senior Counsel Greg Laughlin Discusses the Future of Government Bailouts
    Author: The Honorable Gregory H. Laughlin
    Senior Counsel Greg Laughlin discusses the legislative steps being taken to prevent future large-scale government bailouts of distressed financial institutions. From implementation of the Dodd-Frank Act to the introduction of the PATH Act in the U.S. House of Representatives, efforts are underway to end bailouts by placing greater emphasis on private capital solutions that diminish the need for taxpayer dollars.
    4/15/2014
    Pillsbury Partner Elizabeth Moeller on a New Wave of Investment in Water Policy
    Author: Elizabeth Vella Moeller
    Public Policy partner Elizabeth Moeller discusses how recent and expected developments in U.S. water policy may lead to a new wave of investment spurred by public-private partnerships. With billions of dollars flowing to the EPA and Corp of Engineers to improve water quality, flood control, and hydro-electric power generation, as well as the expected passage of the Water Resources Development Act, we may soon see significant investments from private equity groups seeking to leverage the current political landscape into lucrative opportunities.
    4/15/2014
    President Takes Action Meant to Increase Pay Equity for Employees of Federal Contractors
    Authors: Julia E. Judish, Keith D. Hudolin
    On April 8, 2014, President Obama issued an Executive Order and a Presidential Memorandum aimed at “closing the persistent pay gap for women and minorities,” at least for employees of federal contractors and subcontractors. These two executive actions direct the Department of Labor to issue new regulations that will (i) prohibit government contractors from retaliating against employees and applicants for asking about, disclosing, or discussing their compensation with other workers, and (ii) require contractors to report summary compensation data for their employees, by sex and race, to the Department of Labor. By limiting the reach of these measures only to employers that are government contractors, President Obama was able to act on his own executive authority, without needing the cooperation of Congress. Government contractors comprise approximately a quarter of the U.S. workforce. Thus, these new regulations will directly affect a significant portion of employers, and may also have a ripple effect that extends even to wholly private-sector employers.
    4/1/2014
    U.S. and UK Take Modest Steps to Restrict Exports to Russia
    Authors: Christopher R. Wall, Stephan E. Becker, Nancy A. Fischer, Aaron R. Hutman, Stephanie J. Rohrer
    The Obama Administration has threatened to impose additional sanctions on Russia in response to the Ukraine crisis but so far has only blocked the assets of 32 individuals and one bank. Additionally, with little fanfare, the two primary U.S. agencies responsible for issuing export licenses announced that they have stopped processing applications for licenses to export or re-export products and technology to Russia. The United Kingdom is suspending existing licenses and will not process license applications to export to Russia products and services that are destined for military use in the Ukraine.
    3/31/2014
    FTC Expands Focus on Tracking and Use of Consumers’ Location Data
    In-store monitoring of shoppers’ mobile devices under scrutiny.
    Authors: Roxane A. Polidora, Catherine D. Meyer, Lindsay A. Lutz, Kristen E. Baker
    Over the past few years, the Federal Trade Commission (“FTC”) has provided guidance regarding mobile platforms and app providers’ practices of collecting data about consumers’ locations through their mobile devices, with a focus on transparency and notice to consumers. The FTC recently hosted a spring seminar on emerging consumer privacy issues that focused on a new type of mobile device tracking: brick-and-mortar businesses tracking consumer movements in or around their premises using signals from the consumer’s mobile device.
    March 2014
    2014 First Quarter Issues/Programs List Advisory for Broadcast Stations
    Author: Scott R. Flick
    The next Quarterly Issues/Programs List (“Quarterly List”) must be placed in stations’ public inspection files by April 10, 2014, reflecting information for the months of January, February, and March 2014.
    March 2014
    2014 First Quarter Children’s Television Programming Documentation
    Authors: Lauren Lynch Flick, Scott R. Flick
    The next Children’s Television Programming Report must be filed with the FCC and placed in stations’ public inspection files by April 10, 2014, reflecting programming aired during the months of January, February, and March 2014.
    3/25/2014
    Class Certification Properly Denied Where Individual Questions Predominated Under California’s Telephone Recording Statutes
    Authors: Brian D. Martin, Roxane A. Polidora, Richard M. Segal, Andrew D. Bluth
    The California Court of Appeal unanimously affirmed a trial court ruling denying class certification in a lawsuit filed under California’s Invasion of Privacy Act. The Court held that the determination of whether each potential class member had a reasonable expectation that his or her phone conversations would not be recorded would require too many individual fact inquiries to be treated on a class basis.
    3/24/2014
    Ukraine/Russia Sanctions Escalate
    Authors: Christopher R. Wall, Stephan E. Becker, Nancy A. Fischer, Aaron R. Hutman, Stephanie J. Rohrer
    Sanctions escalated at a rapid pace last week as western powers responded to the crisis in Ukraine and Russian’s annexation of Crimea. The United States, European Union (EU), Canada and Australia have implemented sanctions. The approaches and specific sanctions lists of these four jurisdictions overlap but have certain key differences. Following are the current contours of these sanctions (through March 23, 2014).
    3/20/2014
    An American Policyholder in London: English Choice of Law Clauses in United States Insurance Policies
    Authors: Raymond L. Sweigart, Jeffrey A. Kiburtz
    While certainly not the norm, it is not uncommon for insurance policies issued to companies based in the United States, particularly large commercial and excess policies brokered on the London Market, to contain choice of law and forum clauses specifying that the law of England and Wales governs and that any legal proceedings shall be brought in the English courts1. As one might expect from the birthplace of insurance and home to the best-known insurance market in the world, England does not have a reputation for law that is overtly favorable to policyholders and other insureds. Compounding the trepidation felt by some commercial insureds in these situations, many policies with English choice-of-law clauses also require that disputes be resolved via panels of typically-English insurance experts in confidential arbitration proceedings in London. On the other side, of course, there are many proponents of having complex insurance disputes resolved in London under English law, citing the certainty provided by even-handed rules of interpretation being applied by insurance experts in a confidential setting and the accordant ability of insurers to price risk more accurately.
    3/20/2014
    Government Contractors Face Expanded Affirmative Action Requirements
    Regulations relate to veterans and individuals with disabilities.
    Authors: Julia E. Judish, Maryelena Zaccardelli
    As its landmark initiative, the Obama Administration’s Office of Federal Contract Compliance Programs (“OFCCP”) issued expansive new regulations requiring government contractors to undertake greater efforts to employ veterans and individuals with disabilities. The regulations implement the Vietnam Era Veterans’ Readjustment and Assistance Act, as amended, (“VEVRAA”) and Section 503 of the Rehabilitation Act of 1973 (“Section 503”), which prohibit discrimination against and require affirmative action in employment for certain classes of veterans and for individuals with disabilities. The most controversial of the requirements – hiring benchmarks for veterans and utilization goals for individuals with disabilities – have an effective date that depends on the start date for each contractor’s affirmative action plan (“AAP”) year. Some provisions, however, go into effect on March 24, 2014, and the OFCCP encourages contractors to begin early implementation of other regulatory provisions.
    March 2014
    Biennial Ownership Reports are due by April 1, 2014 for Noncommercial Radio Stations in Delaware, Indiana, Kentucky, Pennsylvania, and Tennessee and Noncommercial Television Stations in Texas
    Authors: Lauren Lynch Flick, Scott R. Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    March 2014
    Annual EEO Public File Report Deadline for Stations in Delaware, Indiana, Kentucky, Pennsylvania, Tennessee, and Texas
    Authors: Lauren Lynch Flick, Scott R. Flick
    This Broadcast Station Advisory is directed to radio and television stations in Delaware, Indiana, Kentucky, Pennsylvania, Tennessee, and Texas, and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    March 2014
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Carly A. Deckelboim
    Headlines:

    • FCC Proposes $40,000 Fine for Public Inspection File/License Renewal Violations
    • Short-Term License Renewal and Hefty Fine for Missing QIP Lists
    • $5,000 Fine for FM Station’s Failure to Maintain Minimum Operating Hours

    March 2014
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for TV Stations in Arizona, Idaho, New Mexico, Nevada, Utah, and Wyoming
    Authors: Lauren Lynch Flick, Scott R. Flick
    TV, Class A TV, and locally originating LPTV stations licensed to communities in Arizona, Idaho, New Mexico, Nevada, Utah, and Wyoming must begin airing pre-filing license renewal announcements on April 1, 2014. License renewal applications for all TV stations in these states are due by June 2, 2014.
    3/7/2014
    New Ukraine Sanctions Announced – U.S., EU and Canada Take Action
    Authors: Christopher R. Wall, Stephan E. Becker, Nancy A. Fischer, Aaron R. Hutman
    In response to political developments in the Ukraine and Russian military action in Crimea, the United States and European Union (EU) announced new sanctions on March 6, 2014. Canada issued its sanctions on March 5, 2014. The U.S. Executive Order authorized the Treasury Department to block the assets of persons determined to have engaged in certain destabilizing conduct or misappropriation of state assets in the Ukraine. The Executive Order also provided for the potential denial of visas. The United States has not yet made any designations under its sanctions and is not expected to do so immediately, but has issued anti-money laundering guidance concerning the accounts of eighteen members of the former Ukraine regime, including ex-President Viktor Yanukovych. The EU and Canada imposed an asset freeze against these former Ukraine regime officials.
    3/3/2014
    Final Federal Reserve Rules for Foreign Banking Organizations
    Authors: Joseph T. Lynyak, III, Rodney R. Peck

    This Alert describes the final regulations issued by the Federal Reserve Board (the “FRB”) on February 18, 2014, that radically modify the former requirements applicable to foreign banking organizations (“FBOs”) pursuant to the FRB’s Regulation K. The final rules (the “Final Rules”) impose various requirements on large FBOs that previously have been applied to large U.S. domestic bank holding companies and banks under the Dodd-Frank Act. In addition, however, the Final Rules also alter many of the former approaches to the regulation of FBOs in general, including the necessity for many FBOs to form “U.S. intermediate holding companies” for their U.S. operations.

    Regardless of the category an FBO falls into, the Final Rules present significant additional compliance burdens.
    February 2014
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Carly A. Deckelboim

    Headlines:

    • FCC Limits License Renewal to Two Years and Assesses $4,000 Fine
    • $24,000 Consent Decree for Incomplete Public Inspection File
    • Hotels Cited for Exceeding Signal Leakage Limits in Aeronautical Bands
    2/19/2014
    U.S. Ex-Im Bank Opens for Business in Burma/Myanmar
    Authors: Christopher R. Wall, Michael P. Schumaecker, Aaron R. Hutman
    The U.S. Government has taken another important step in helping to reintegrate Myanmar (referred to as Burma for official purposes) into the global economy. On February 6, 2014, the Export-Import Bank of the United States (Ex-Im Bank) announced the opening of financial support for qualified short-term and medium-term U.S. export sales to Myanmar. Over the past 18 months, the United States has substantially removed sanctions on business with Myanmar and has expanded economic and trade support on a step-by-step basis in response to political and economic reforms. The recent announcement by Ex-Im Bank will play an important role in opening a new market for U.S. exports.
    2/18/2014
    Feds’ Reliance on Environmental Activism Underscores Need for Lacey Act Compliance
    Authors: William M. Sullivan, Jr., Thomas G. Allen, Benjamin J. Cote

    This alert was originally published in Volume 40, Number 5, April/May 2014 issue of Import/Export Wood Purchasing News.

    The search warrant recently executed by U.S. Customs and Fish and Wildlife Service agents on a Virginia-based flooring wholesaler surrounded allegations that the company had illegally imported wood in violation of the Lacey Act, 16 USC § 3371 et seq. It now appears that the federal investigation preceding this raid on two separate locations of the flooring company was based, in part, on an investigation conducted by an independent environmental activist group. This development bolsters three significant trends in Lacey Act enforcement that companies engaged in the purchase, manufacture or sale of wood products should take note of.
    2/11/2014
    “DPAs” Have Arrived in England: The Proof of the Pudding Is in the Eating
    Authors: Raymond L. Sweigart
    As noted in our previous Alert in September 2013, the UK Crime and Courts Act 2013 has now come into effect this month making deferred prosecution agreements (DPAs) available to the Director of the Serious Fraud Office (SFO) and the Director of Public Prosecutions (DPP) in suitable cases involving bribery, fraud, or other economic crime committed by business entities such as companies or partnerships. Individuals are not covered, and the procedure in England will differ somewhat from the DPA process that has been used in the United States for many years. Nevertheless, DPAs are generally anticipated as a welcome addition to a system suffering from a history of prosecution delays and backlogs predating the Bribery Act 2010.
    2/10/2014
    IRS Issues Long-Promised Guidance Following Historic Boardwalk Decision
    Author: Thomas D. Morton
    To welcome in the new year, the Internal Revenue Service (the “IRS”) issued Rev. Proc. 2014-12, 2014-3 I.R.B. 415, to provide administrative guidance to the federal historic tax credit industry in the aftermath of the Third Circuit’s decision in Historic Boardwalk Hall, LLC v. Commissioner, 694 F.3d 425 (3d Cir. 2012), cert. denied, 133 S.Ct. 2734 (2013). Rev. Proc. 2014-12 includes a safe harbor (the “Safe Harbor”) pursuant to which the IRS will not challenge the allocation of rehabilitation tax credits (“Historic Credits”) under Section 47 of the Internal Revenue Code of 1986, as amended (the “Code”), among partners in a partnership. Overall, the guidance is a good faith and useful attempt by the IRS to set reasonable Safe Harbor parameters while addressing its concerns with the deal structure in the Historic Boardwalk case. Unfortunately, it does also include some puzzling elements.
    1/30/2014
    HSR Thresholds Will Increase to Highest Levels for Transactions in 2014
    Authors: Michael L. Sibarium, Aileen (Chuca) Meyer, Alvin Dunn, Jeetander T. Dulani
    On February 24, 2014, revised thresholds for the Hart-Scott-Rodino Act (“HSR”) will take effect. The thresholds determine whether parties involved in proposed mergers, consolidations, or other acquisitions of voting securities, assets, or unincorporated interests must notify the Federal Trade Commission (“FTC”) and the Antitrust Division of the Department of Justice (“DOJ”) of a proposed transaction and comply with a mandatory waiting period before the transaction can be consummated.
    January 2014
    Biennial Ownership Reports are due by February 3, 2014 for Noncommercial Radio Stations in Arkansas, Louisiana, Mississippi, New Jersey, and New York and Noncommercial Television Stations in Kansas, Nebraska, and Oklahoma
    Authors: Lauren Lynch Flick, Scott R. Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    January 2014
    Annual EEO Public File Report Deadline for Stations in Arkansas, Kansas, Louisiana, Mississippi, Nebraska, New Jersey, New York, and Oklahoma
    Authors: Lauren Lynch Flick, Scott R. Flick
    This Broadcast Station Advisory is directed to radio and television stations in Arkansas, Kansas, Louisiana, Mississippi, Nebraska, New Jersey, New York, and Oklahoma, and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    1/29/2014
    DC Circuit Affirms Crucial FAA No Hazard Determination for Cape Wind Project
    Authors: Kenneth P. Quinn, Jennifer E. Trock, Osama E. Hamdy
    On January 22, 2014, the DC Circuit upheld the Federal Aviation Administration’s (FAA) 2012 determination of no hazard, clearing the final FAA hurdle to construction of the 130-wind turbine Cape Wind project in Nantucket Sound.
    1/27/2014
    The Volcker Rule—A Suggested Approach for Banking Entities When Analyzing its Impact on Business Models, Activities and Transactions
    Authors: Joseph T. Lynyak, III, Anthony H. Schouten

    More than three years following the passage of the Dodd-Frank Act, and intense inter-agency negotiations, the federal financial regulatory agencies collectively adopted the final version of the “Volcker Rule,” or “Rule”—which imposes new and potentially severe limitations on domestic and foreign banking entities’ activities in regard to proprietary trading and investments in “covered funds.” The 72-page final Rule is accompanied by over 800 pages of interpretative guidance, to address more than 1,200 questions that the federal agencies asked commenters to address.

    This Alert provides an overview of the principal elements of the Rule and identifies several significant concerns that have already been raised by industry participants. Importantly, we provide our thoughts regarding the process by which banking entities might analyze their current business models and transactional structures, with the goal of avoiding an interruption in deal flow and/or business models by identifying possible coverage by the Rule, as well as adopting modifications to comply with the Rule and prevent or minimize adverse business consequences.

    Additional client communications will explore in detail categories of activities and transactions impacted by the Rule, as well as interpretative guidance issued by the federal financial regulatory agencies.
    January 2014
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Carly A. Deckelboim
    Headlines:

    • FCC Admonishes Television Stations for “Host-Selling” to Children
    • $7,500 Fine Imposed for Documents Missing From Public Inspection File
    • $17,000 Fine for Unauthorized Operation of a Radio Transmitter

    1/22/2014
    United States Implements Temporary Changes to Iran Sanctions under Interim Agreement
    Authors: Christopher R. Wall, Stephan E. Becker, Nancy A. Fischer, Aaron R. Hutman
    On January 20, 2014, the U.S. Treasury and State Departments took steps to implement temporary and limited changes to U.S. sanctions policy for Iran as agreed under the interim nuclear deal reached by Iran and the P5 + 1 countries. Most U.S. sanctions on Iran remain in place and will continue to be enforced. Between January 20 and July 20, 2014, non-U.S. individuals and companies (unless U.S. owned or controlled) will not face U.S. sanctions enforcement if they engage in specified transactions relating to the (a) export of Iranian petrochemical products, (b) provision of goods and services for Iran’s auto industry, (c) sale of gold and precious metals to or from Iran and (d) provision of insurance and transport services associated with sales of Iranian oil to six specified countries. The U.S. government also has adopted a favorable licensing policy in specified cases for the provision of goods and services to Iran’s civil aviation industry by U.S. persons, U.S. owned/controlled foreign entities and non-U.S. persons for transfer of U.S. goods or technology. The U.S. also is taking steps to facilitate certain humanitarian and medical trade with Iran, payment of UN dues and support for Iranians studying abroad.
    1/16/2014
    New York’s Non-Profit Revitalization Act
    Authors: Jerald A. Jacobs, Julia E. Judish, Dawn K. Crowell
    The New York Non-Profit Revitalization Act of 2013 (the “Act”) was signed into law December 18, 2013, and the bulk of its provisions will take effect July 1, 2014. As we reported in our previous alert on the subject, the goals of this legislative effort were to modernize the law and reduce administrative burdens on nonprofits, as well as to improve governance accountability and oversight.
    1/16/2014
    Insurance and the Polar Vortex: Recovering Losses from the Big Chill of 2014
    Authors: Peter M. Gillon, David T. Dekker, Joseph D. Jean, Geoffrey J. Greeves, Vincent E. Morgan, James P. Bobotek, Matthew D. Stockwell
    The first two weeks of 2014 ushered in an extraordinary weather disaster affecting most of the United States, causing extensive property damage and business interruption as a result of freezing temperatures. On January 3, 2014, a “Polar Vortex,” a circulating pattern of cold air originating in the Arctic north, was drawn south into the United States, bringing with it unusual frigid conditions, ice storms and snow. The big chill froze pipes and sprinkler systems, interrupted chemical manufacturing and disrupted transportation systems. In fact, all 50 states experienced freezing temperatures – even Hawaii. Temperatures were so cold that a polar bear kept at Chicago’s Lincoln Park Zoo was moved inside.
    1/8/2014
    Be Careful What You Look For: EPA Updates “All Appropriate Inquiries” Environmental Diligence Standard
    Authors: Norman F. Carlin, Jeffrey A. Knight, Alina J. Fortson, Joseph Ferranti
    On December 30, 2013, the U.S. Environmental Protection Agency (“EPA”) amended its “All Appropriate Inquiries” rule, which sets out the standard for environmental due diligence in commercial and industrial property transactions in order to qualify for certain defenses to liability under the federal “Superfund” law. The amended rule endorses ASTM standard E1527-13, which incorporates new requirements to report on vapor migration, review agency records as well as search databases, and distinguish controlled from historical conditions. Responding to objections that allowing a prior, less time-consuming and costly standard to remain in effect would cause confusion, EPA also announced that, in the near future, it will propose deleting the prior standard from the rule. Meanwhile, many purchasers and lenders are likely to require their sellers and borrowers to switch to the new standard in light of EPA’s announced intent.
    January 2014
    2013 Fourth Quarter Children’s Television Programming Documentation
    Authors: Lauren Lynch Flick, Scott R. Flick
    The next Children’s Television Programming Report must be filed with the FCC and placed in stations’ public inspection files by January 10, 2014, reflecting programming aired during the months of October, November, and December 2013.
    January 2014
    2013 Fourth Quarter Issues/Programs List Deadline for Broadcast Stations
    Author: Scott R. Flick
    The next Quarterly Issues/Programs List (“Quarterly List”) must be placed in stations’ public inspection files by January 10, 2014, reflecting information for the months of October, November, and December 2013.
    December 2013
    2014 Broadcasters’ Calendar
    Authors: Paul A. Cicelski, Scott R. Flick, Lauren Lynch Flick, John K. Hane, Clifford M. Harrington, Andrew S. Kersting, Miles S. Mason, Lew Paper, Christine A. Reilly, Richard R. Zaragoza

    Items of Note in 2014

    1. Applications for Renewal of License: The three-year long license renewal cycles for broadcast stations in radio services (AM, FM, FM Translator, LPFM), which began on June 1, 2011, and for television services (television, Class A, LPTV, TV Translator), which began on June 1, 2012, continue in 2014. The date on which a station's license renewal application is due depends on the state or territory in which its community of license is located. All licensees should familiarize themselves now with the dates associated with this important filing, including the dates on which public notice announcements must air in advance of the license renewal filing; the filing date itself, which is four months before the date of license expiration; and the dates on which post-filing announcements must air.
    December 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for Radio Stations in Delaware and Pennsylvania
    Authors: Lauren Lynch Flick, Scott R. Flick
    Full power commercial and noncommercial radio stations and LPFM stations licensed to communities in Delaware and Pennsylvania must begin airing pre-filing license renewal announcements on February 1, 2014. License renewal applications for these stations, and for in-state FM translator stations, are due by April 1, 2014.
    December 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for TV Stations in Texas
    Authors: Lauren Lynch Flick, Scott R. Flick
    TV, Class A TV, and certain LPTV stations licensed to communities in Texas must begin airing pre-filing license renewal announcements on February 1, 2014. License renewal applications for these stations and in-state TV translator stations are due by April 1, 2014.
    December 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski

    Headlines

    • FCC Cancels $20,000 Children’s Television Fine
    • Fine and Reporting Requirements Imposed for EEO Violations
    • Individual Fined $15,000 for Unauthorized Operation of a Radio Transmitter
    November 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski

    Headlines:

    • Multiple Indecency Complaints Result in $110,000 Payment
    • $42,000 in Fines for Excessive Power, Wrong Directional Patterns and Incomplete Public Inspection Files
    • Cable Operator Fined $25,000 for Children’s Programming Reports
    11/26/2013
    Interim Deal on Iran Sanctions Policy Involves Limited Changes
    Authors: Christopher R. Wall, Stephan E. Becker, Nancy A. Fischer, Aaron R. Hutman
    Despite some confusing media reports, the interim nuclear deal reached by Iran and the P5 + 1 on November 24, 2013 would change very little in U.S. and multilateral sanctions policy. These limited changes are still pending implementation by the United States, European Union (EU) and other jurisdictions. Companies as well as those active in energy markets should await implementation and moderate expectations.
    November 2013
    Annual EEO Public File Report Deadline for Stations in Alabama, Colorado, Connecticut, Georgia, Maine, Massachusetts, Minnesota, Montana, New Hampshire, North Dakota, Rhode Island, South Dakota, and Vermont
    Authors: Lauren Lynch Flick, Scott R. Flick
    This Broadcast Station Advisory is directed to radio and television stations licensed to communities in Alabama, Colorado, Connecticut, Georgia, Maine, Massachusetts, Minnesota, Montana, New Hampshire, North Dakota, Rhode Island, South Dakota, and Vermont, and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    November 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for Radio Stations in New Jersey and New York
    Authors: Lauren Lynch Flick, Scott R. Flick
    Full power commercial and noncommercial radio stations and LPFM stations licensed to communities in New Jersey or New York must begin airing pre-filing license renewal announcements on December 1, 2013. License renewal applications for these stations, and for in-state FM translator stations, are due by February 3, 2014.
    November 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for TV Stations in Kansas, Nebraska, and Oklahoma
    Authors: Lauren Lynch Flick, Scott R. Flick
    TV, Class A TV, and certain LPTV stations licensed to communities in Kansas, Nebraska, and Oklahoma must begin airing pre-filing license renewal announcements on December 1, 2013. License renewal applications for these stations and in-state TV translator stations are due by February 3, 2014.
    November 2013
    Annual DTV Ancillary/Supplementary Services Report Due for Commercial and Noncommercial Digital Television Stations
    Authors: Lauren Lynch Flick, Scott R. Flick
    All commercial and noncommercial educational digital television broadcast station licensees and permittees must file FCC Form 317 by December 2, 2013.
    November 2013
    Biennial Ownership Reports are due by December 2, 2013 for Noncommercial Radio Stations in Alabama, Connecticut, Georgia, Massachusetts, Maine, New Hampshire, Vermont, and Rhode Island and Television stations in Colorado, Minnesota, Montana, North Dakota, and South Dakota
    Authors: Lauren Lynch Flick, Scott R. Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    11/6/2013
    IRS Relaxes Use-or-Lose Rule for Health FSAs
    This article was originally published in Law360 on November 14, 2013.
    Authors: Marcus Wu, Lori Partrick
    On October 31, 2013, the Internal Revenue Service (“IRS”) issued guidance relaxing the Use-or-Lose Rule applicable to Health FSAs under employers’ cafeteria plans. Now an employer may amend its cafeteria plan to permit plan participants with unused Health FSA balances remaining at the end of a Plan Year to carry over up to $500 to reimburse qualified medical expenses incurred in the next Plan Year. Employers with calendar-year plans that want to adopt this carryover provision for unused Health FSA balances remaining at the end of 2013 will need to act quickly. Suggested steps for evaluating and implementing the new rules are provided below. Also, the Notice clarifies the scope of IRS regulations issued earlier this year permitting mid-year election changes under cafeteria plans with non-calendar year Plan Years.
    10/31/2013
    Preparing for Brazil's New Anti-Corruption Law: What In-House Counsel Should Know
    This article was originally published in Law360 on November 8, 2013.
    Authors: William M. Sullivan, Jr., Peter A. Baumgaertner, Paulo H.C. Varnieri, Kristen E. Baker, Ryan R. Sparacino
    Earlier this year, the Brazilian government approved a sweeping anti-corruption law known as the Brazilian Clean Companies Act ("BCCA" or "Act"), which is set to take effect on January 29, 2014. The new law provides for a wide range of administrative and legal penalties for violators, and is as broad as—if not broader than— the U.S. Foreign Corrupt Practices Act ("FCPA"). As Brazil’s economy continues to surge, and the Brazilian government continues to promote a vigorous anti-corruption agenda, companies that do business in Brazil must ensure that their policies and procedures are satisfactory. This advisory provides an overview of the anti-corruption enforcement risk in Brazil, summarizes the new law, compares it to the FCPA, and offers practical compliance suggestions for in-house counsel.
    October 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski

    Headlines

    • Online Public File Violations and Failure to Respond Result in $14,400 Fine
    • Unlicensed Broadcast Operation Draws $7,000 Fine
    • Fines Continue for Class A Children’s Television Violations
    10/14/2013
    Looking Forward: Practical Implications of the JOBS Act Changes to Private Placements
    Author: Robert B. Robbins
    Two key features of the JOBS Act – general solicitation in Rule 506 offerings, and the increased thresholds at which an issuer will be required to register a class of securities under the Securities Exchange Act of 1934 (the “1934 Act”) – when combined with certain advantages already enjoyed by issuers in Rule 506 offerings, will open up an entirely new category of "publicly offered private offerings" that are largely exempt from substantive regulation at either the federal or state level, by issuers that will be able to avoid becoming public companies, for practical purposes, as long as they wish. Given the high costs and liability risks of operating as a publicly reporting company in the U.S., and the great advantages of being a Rule 506 issuer, this is a category that could prove to be very large, and very varied.
    10/9/2013
    SEC Proposes Pay Ratio Disclosures
    Authors: Eric M. Green, Bradley A. Noojin, Justin J. Bintrim
    The Securities and Exchange Commission (SEC) has proposed rules under the Dodd-Frank Act to require public companies to disclose the ratio of the annual total compensation of their principal executive officer (PEO) to the median annual total compensation of all employees (Proposed Rules).
    October 2013
    2013 Third Quarter Issues/Programs List Advisory for Broadcast Stations
    Authors: Scott R. Flick, Lauren Lynch Flick
    The next Quarterly Issues/Programs List (“Quarterly List”) must be placed in stations’ public inspection files by October 10, 2013, reflecting information for the months of July, August, and September 2013.
    October 2013
    2013 Third Quarter Children’s Television Programming Documentation
    Authors: Lauren Lynch Flick, Scott R. Flick
    The next Children’s Television Programming Report must be filed with the FCC and placed in stations’ public inspection files by October 10, 2013, reflecting programming aired during the months of July, August, and September 2013.
    10/3/2013
    New FCC Regulations to Take Effect Regarding Telemarketing Robocalls: All Businesses Marketing By Telephone or Text Must Prepare
    Authors: Lauren Lynch Flick, Andrew D. Bluth, Darcy L. Muilenburg
    On October 16, 2013, revised rules adding further restrictions on telemarketing “robocalls” (telemarketing calls or texts that are autodialed or prerecorded) take effect. The Federal Communications Commission (FCC) promulgated the rules pursuant to its authority under the Telephone Consumer Protection Act of 1991 (TCPA). The FCC announced the revisions in 2012 in an effort to provide greater protection for consumers against unwanted robocalls.1 Live operator calls are not subject to the new regulations.
    September 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski

    Headlines:

    • FCC Assesses Substantial Fine for Antenna Lighting Outage
    • Big Fines for Children’s Television Violations
    September 2013
    Tobacco Advertising Q&A
    Authors: Scott R. Flick, Paul A. Cicelski
    While it has been decades since Congress banned cigarette ads from the airwaves, broadcasters continue to ask for advice on whether they may air certain types of tobacco-related advertisements. In fact, questions in this area of law appear to be on the increase, particularly with the advent of “e-cigarette” advertising. In order to assist broadcasters in complying with tobacco advertising restrictions, we offer the following Q&A for tobacco-related spots.
    September 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for TV Stations in Colorado, Minnesota, Montana, North Dakota, and South Dakota
    Authors: Lauren Lynch Flick, Scott R. Flick
    TV, Class A TV, and certain LPTV stations licensed to communities in Colorado, Minnesota, Montana, North Dakota, and South Dakota must begin airing pre-filing license renewal announcements on October 1, 2013. License renewal applications for these stations and in-state TV translator stations are due by December 2, 2013.
    September 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for Radio Stations in Connecticut, Maine, Massachusetts, New Hampshire, Vermont, and Rhode Island
    Authors: Lauren Lynch Flick, Scott R. Flick
    Full power commercial and noncommercial radio stations and LPFM stations licensed to communities in Connecticut, Maine, Massachusetts, New Hampshire, Vermont, or Rhode Island must begin airing pre-filing license renewal announcements on October 1, 2013. License renewal applications for these stations, and for in-state FM translator stations, are due by December 2, 2013.
    September 2013
    Biennial Ownership Reports are due by October 1, 2013 for Noncommercial Radio Stations in Alaska, American Samoa, Florida, Guam, Hawaii, the Mariana Islands, Oregon, Puerto Rico, Saipan, the Virgin Islands, or Washington and Noncommercial Television Stations in Iowa or Missouri
    Authors: Lauren Lynch Flick, Scott R. Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    September 2013
    Annual EEO Public File Report Deadline for Stations in Alaska, Florida, Hawaii, Iowa, Missouri, Oregon, Puerto Rico, Virgin Islands, Washington, Guam, Mariana Islands, American Samoa, and Saipan
    Authors: Lauren Lynch Flick, Scott R. Flick
    This Broadcast Station Advisory is directed to radio and television stations located in the states listed above and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    August 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski

    Headlines:

    • FCC Catches GPS Jammer at Airport
    • $75,000 Consent Decree Adopted for Class A TV Violations
    8/28/2013
    State Department Publishes Interim Final Rule to Clarify Defense-Broker Requirements
    Authors: Christopher R. Wall, Stephan E. Becker, Nancy A. Fischer, Aaron R. Hutman
    Section 38(f) of the Arms Export Control Act requires the registration of brokers of defense articles and defense services, pursuant to regulations currently published in Part 129 of the International Traffic in Arms Regulations (“ITAR”). Although these regulations have been in place for decades, their scope and reach have not been clearly defined. New regulations published on August 26, 2013, are the culmination of a multi-year effort on the part of the U.S. Department of State, Directorate of Defense Trade Controls (“DDTC”) to clarify the brokering rules.
    August 2013
    FCC Sets September 20, 2013 as the Deadline for Payment of FY 2013 Annual Regulatory Fees
    Authors: Tony Lin, Paul A. Cicelski
    The FCC has announced that full payment of all applicable Regulatory Fees for Fiscal Year 2013 must be received no later than September 20, 2013.
    August 2013
    FCC Commences E-Rate Program Overhaul
    Authors: Christine A. Reilly, Glenn S. Richards
    The August 20, 2013 Federal Register (“FedReg”) included a notice officially establishing the comment and reply cycle associated with the Federal Communications Commission’s (“FCC” or “Commission”) recently released Modernizing the E-Rate Program for Schools and Libraries Notice of Proposed Rulemaking (“NPRM”).1 According to the FedReg notice, comments are due September 16, 2013 and reply comments are due October 16, 2013. This is the Commission’s latest effort to modernize and streamline the E-Rate program.
    8/19/2013
    Did EPA Overstep in Applying Soil Vapor Intrusion Guidance to Commercial Buildings?
    Authors: Reza Zarghamee, Sheila McCafferty Harvey, Peter H. Wyckoff, Jeffrey A. Knight
    In April 2013, U.S. EPA’s Office of Solid Waste and Emergency Response issued two guidance documents on soil vapor intrusion. One addresses general soil vapor intrusion issues1, while the other is specific to petroleum vapor intrusion at leaking underground storage tank sites2. This alert focuses on the first one – the “2013 Guidance.” Although the 2013 Guidance was issued as “final,” U.S. EPA solicited public comments through June 24, 2013. The 2013 Guidance changes U.S. EPA’s basic approach to addressing soil vapor intrusion and raises important jurisdictional issues regarding the interplay between U.S. EPA and the U.S. Department of Labor, Occupational Safety and Health Administration (“OSHA”). These features of the 2013 Guidance underscore the need for careful legal attention to cleanup sites involving soil vapor intrusion, which has become an important factor in both remedy selection and toxic torts litigation.
    July 2013
    FCC Enforcement Monitor
    Authors: Tony Lin, Paul A. Cicelski

    Headlines

    • FCC Issues “Lighting Fixture” Citation
    • Consent Decree Adopted for Sponsorship ID Violation
    July 2013
    Annual EEO Public File Report Deadline for Stations in California, Illinois, North Carolina, South Carolina, or Wisconsin
    Authors: Lauren Lynch Flick, Scott R. Flick
    This Broadcast Station Advisory is directed to radio and television stations licensed to communities in California, Illinois, North Carolina, South Carolina, or Wisconsin, and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    July 2013
    Biennial Ownership Reports are due by August 1, 2013 for Noncommercial Radio Stations in California, North Carolina, or South Carolina and Noncommercial Television Stations in Illinois or Wisconsin
    Authors: Lauren Lynch Flick, Scott R. Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    July 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for Radio Stations in Alaska, American Samoa, Guam, Hawaii, the Mariana Islands, Oregon, Saipan, or Washington
    Authors: Scott R. Flick, Lauren Lynch Flick
    Full power commercial and noncommercial radio stations and LPFM stations licensed to communities in Alaska, American Samoa, Guam, Hawaii, the Mariana Islands, Oregon, Saipan, or Washington must begin airing pre-filing license renewal announcements on August 1, 2013. License renewal applications for these stations, and for in-state FM translator stations, are due by October 1, 2013.
    July 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for TV Stations in Iowa and Missouri
    Authors: Scott R. Flick, Lauren Lynch Flick
    TV, Class A TV, and certain LPTV stations licensed to communities in Iowa and Missouri must begin airing pre-filing license renewal announcements on August 1, 2013. License renewal applications for these stations and in-state TV translator stations are due by October 1, 2013.
    7/17/2013
    New York AG Takes a Swipe at Payroll Cards
    Authors: Christine Nicolaides Kearns, Christine A. Scheuneman, Rebecca Carr Rizzo
    Employers and employees are increasingly turning to payroll cards, rather than paper paychecks, to pay and receive their payrolls. However, a class action was filed recently in Pennsylvania challenging certain practices and it has been reported that New York’s attorney general has initiated an inquiry about payroll card programs used to pay New York employees.
    7/8/2013
    Extort Me Not: Supreme Court Expands Protections for Permit Applicants Under the Takings Clause
    Authors: Wayne M. Whitlock, Stacey C. Wright, Donald A. Carr
    The high court’s decision in Koontz v. St. John’s River Water Management District extends the landmark decisions in Nollan and Dolan, which set standards on when an agency can condition a land use permit on the relinquishment of property. The 5-4 decision in Koontz extends those standards— which require an “essential nexus” and “rough proportionality” between the demands of an agency and the effects of the proposed land use—to conditional permit denials and monetary exactions.
    7/1/2013
    Supreme Court: Class Action Waiver Trumps Federal Statutory Right
    Authors: Paula M. Weber, Roxane A. Polidora, Sarah A. Good, Christine A. Scheuneman, Connie J. Wolfe, Ph.D., Amy L. Pierce, Ellen Connelly Cohen
    Continuing its string of recent pro-arbitration decisions, the U.S. Supreme Court handed down a decision enforcing class action waivers in arbitration agreements, even where the plaintiff’s cost of proceeding on an individual basis would exceed the potential recovery for vindicating a federal statutory right. The high court’s decision in American Express Co. v. Italian Colors Restaurant could impact class action litigation in a broad range of contexts, including employment, antitrust, securities, and consumer class action suits.
    June 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski
    Headlines:
    • FCC Issues Heavy Fines for Late-Filed Children’s Television Programming Reports


    • Motel with Multichannel Video Programming Distribution System is Cited for Excessive Cable Signal Leakage

    6/26/2013
    Perspectives on Real Estate
    Author: Roberto P. Garcia
    This issue of the newsletter examines Maryland’s recordation and transfer tax exemption for transfers of real property between related entities becoming available to limited liability companies, effective July 1.
    June 2013
    2013 Second Quarter Children’s Television Programming Documentation
    Authors: Scott R. Flick, Lauren Lynch Flick
    The next Children’s Television Programming Report must be filed with the FCC and placed in stations’ public inspection files by July 10, 2013, reflecting programming aired during the months of April, May, and June 2013.
    June 2013
    2013 Second Quarter Issues/Programs List Advisory for Broadcast Stations
    Author: Scott R. Flick
    The next Quarterly Issues/Programs List (“Quarterly List”) must be placed in stations’ public inspection files by July 10, 2013, reflecting information for the months of April, May, and June 2013.
    6/25/2013
    Admit It! SEC May Seek Admissions of Wrongdoing in Settlements
    Authors: Marc H. Axelbaum, Sarah A. Good, G. Derek Andreson, Emily Burkett
    The U.S. Securities and Exchange Commission (“SEC”) is poised to modify its “no-admit, no-deny” policy to seek more admissions of wrongdoing from defendants as a condition of settlement in enforcement cases. The change comes on the heels of recent criticism of the policy from two federal judges and a U.S. Senator and would result in potentially far-reaching consequences for companies, their directors, officers, and employees.
    6/20/2013
    Perspectives on Real Estate
    Author: James P. Bobotek
    This issue of Perspectives on Real Estate discusses what to look out for in order to ensure adequate coverage against property and business interruption losses in the wake of natural disasters.
    6/20/2013
    J.P. Morgan Decision Curtails the Phantom “Restitution Defense” to D&O Coverage
    Author: Peter M. Gillon

    This article originally appeared in The D&O Diary on June 18, 2013 as well as in Law360 on July 3, 2013.

    In a case closely watched by industry observers, the New York Court of Appeals, in J.P. Morgan Securities v. Vigilant Insurance Company, No. 113 (NY, June 13, 2013), issued an important ruling in the field of directors and officers liability insurance, curtailing to some extent insurers’ ability to use a phantom exclusion to deny coverage. Insurers increasingly have argued that their policies do not cover damages that can be characterized as restitutionary in nature, even where the policy may be silent on the issue. The contention is based on two theories: (1) that notwithstanding contract language providing coverage, the policy is unenforceable in that respect because in some states coverage for damages in the form of restitution (or disgorgement of ill-gotten gains) is unenforceable as a matter of public policy; and (2) from an economic standpoint, when a policyholder returns monies it has obtained improperly, there is no basis for coverage because the policyholder has not incurred any “Loss.”
    6/12/2013
    Health Care Reform Update: July 31 Fee Deadline for Most Self-Insured Plans
    Authors: Mark Jones, Howard L. Clemons, Justin Krawitz
    The IRS has released a revised version of Form 720 “Quarterly Federal Excise Tax Return” for sponsors of self-insured health plans to pay annual fees imposed under the Affordable Care Act. The fee for 2013 is $1 per covered life, which is due on July 31, 2013, for calendar-year plans.
    6/10/2013
    New U.S. Sanctions Designations Target Airlines and Lessors in Europe and Asia
    Authors: Nancy A. Fischer, Josh Romanow, Aaron R. Hutman

    This article was originally published in International Trade Law360 and Public Policy Law360 on June 18, 2013.

    The United States has added three airlines from Europe and Asia, as well as two individual airline executives and 13 aircraft, to the list of Specially Designated Nationals (SDNs) due to the airlines’ support for Iran Air and Mahan Air of Tehran. The sanctions designations were based on U.S. Executive Orders with extraterritorial jurisdiction over parties who support certain sanctioned persons like Iran Air/Mahan Air – the newly sanctioned companies and executives were not U.S. nationals, no activity took place in the United States, and jurisdiction was not based on U.S. content in the aircraft. This highlights an additional risk area for aircraft operators, manufacturers and lessors of all nationalities.
    6/6/2013
    EPA’s New "Institutional Controls" Guidance May Raise Issues in Cleanups and Transactions
    Authors: Reza Zarghamee, Sheila McCafferty Harvey, Peter H. Wyckoff
    The U.S. Environmental Protection Agency recently issued two guidelines with far-reaching implications for real estate transactions involving contaminated sites, including sites owned by the Department of Defense. The guidelines focus on so-called "institutional controls" governing the cleanup of such sites under the Comprehensive Environmental Response, Compensation, and Liability Act ("CERCLA"), 42 U.S.C. §§ 9601, et seq., the Resource Conservation and Recovery Act ("RCRA"), 42 U.S.C. §§ 6901, et seq., and other federal statutes and programs (e.g., the Brownfields Program). State, local and tribal authorities are likely to follow the guidelines.
    05/31/2013
    Perspectives on Real Estate
    Author: Geoffrey J. Greeves
    This issue of Perspectives on Real Estate discusses what to look out for in order to ensure adequate coverage against property loss.
    5/29/2013
    United States Issues Final Investment Reporting Requirements for Burma/Myanmar
    Authors: Aaron R. Hutman, Christopher R. Wall

    This article was originally published in International Trade, Securities, Private Equity and Public Policy Law360 on June 11, 2013.

    On May 23, 2013, the U.S. State Department issued final “Responsible Investment Reporting Requirements” for Burma (also known as Myanmar). The long-awaited final rule confirms that U.S. persons will be required to submit: (a) detailed annual reports for new investment in Myanmar exceeding $500,000, parts of which will be made available for public review; and (b) investment notification for any new investment with Myanma Oil and Gas Enterprise (MOGE) pursuant to an agreement or exercise of rights under such an agreement. U.S. businesses and individuals investing directly in Myanmar or indirectly via funds, joint ventures or participation in companies will need to monitor the flow of their capital into Myanmar to identify when reports to the State Department are required, ensure that they have access to the information required as part of the annual reports, and be aware of what information may be made public.
    May 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski
    Headlines:
    • FCC Establishes New Enforcement Policy for Student-Run Noncommercial Radio Stations
    • CB Radio Owner Receives Fine for Harmful Interference and Lack of Responsiveness
    May 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for Radio Stations in California
    Authors: Lauren Lynch Flick, Scott R. Flick
    Full power commercial and noncommercial radio stations and LPFM stations licensed to communities in California must begin airing pre-filing license renewal announcements on June 1, 2013. License renewal applications for these stations, and for in-state FM translator stations, are due by August 1, 2013.
    May 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for TV Stations in Illinois and Wisconsin
    Authors: Lauren Lynch Flick, Scott R. Flick
    TV, Class A TV, and certain LPTV stations licensed to communities in Illinois and Wisconsin must begin airing pre-filing license renewal announcements on June 1, 2013. License renewal applications for these stations and in-state TV translator stations are due by August 1, 2013.
    5/13/2013
    Model Notices of Health Insurance Options –Employers Must Distribute by October 1, 2013
    Author: Howard L. Clemons
    The U.S. Department of Labor has issued model notices for informing existing employees and new hires of health coverage options which will be available through the new marketplace of state and federally supported health insurance exchanges. To comply and distribute the appropriate notice to current employees by the October 1, 2013, deadline an employer needs to have determined whether its plans provide minimum value and are affordable to the recipient employee under the employer shared responsibilities provisions of the Affordable Care Act (“ACA”). The Department of Labor also released an updated model notice for informing plan participants of COBRA health care continuation coverage rights.
    5/13/2013
    Foreign Authorities Are Cracking Down on Corruption
    Source: The National Law Journal
    Authors: William M. Sullivan, Jr., Stephen S. Asay, Ryan R. Sparacino
    May 2013
    Biennial Ownership Reports are due by June 3, 2013 for Noncommercial Radio Stations in Arizona, Idaho, Maryland, Nevada, New Mexico, Utah, Virginia, Washington, D.C., West Virginia, or Wyoming and Noncommercial Television Stations in Michigan or Ohio
    Authors: Scott R. Flick, Lauren Lynch Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    May 2013
    Annual EEO Public File Report Deadline for Stations in Arizona, Idaho, Maryland, Michigan, Nevada, New Mexico, Ohio, Utah, Virginia, Washington, D.C., West Virginia, or Wyoming
    Authors: Scott R. Flick, Lauren Lynch Flick
    This Broadcast Station Advisory is directed to radio and television stations licensed to communities in Arizona, Idaho, Maryland, Michigan, Nevada, New Mexico, Ohio, Utah, Virginia, Washington, D.C., West Virginia, or Wyoming, and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    05/06/2013
    Perspectives on Real Estate
    Author: Roberto P. Garcia
    This issue of the newsletter examines the impact of the Stormwater Remediation Fee in Maryland and the Regional Congestion Relief Fee in Virginia, effective on July 1, on residential and commercial property owners.
    5/1/2013
    Employers May Be Able to “Pick Off” Named Plaintiffs in FLSA Collective Actions
    Authors: Keith D. Hudolin, Julia E. Judish
    In its April decision in Genesis Healthcare Corp. v. Symczyk, the U.S. Supreme Court buttressed employers’ efforts to “pick off” named plaintiffs in collective actions for unpaid wages brought under the Fair Labor Standards Act (“FLSA”) with early offers of judgment that would satisfy only the named plaintiff’s individual claims. Whether this strategy will work for employers, however, depends ultimately upon how the lower courts interpret this opinion.
    April 2013
    FCC Enforcement Monitor
    Authors: Paul A. Cicelski, Scott R. Flick
    Headlines:

    • Assignment of Paired AM Stations Denied by the FCC


    • Use of Illegal Cell Phone Jammers Leads to Fines in Excess of $125,000

    4/26/2013
    Compliance World Tour China—Webcast
    Authors: Thomas M. Shoesmith, William M. Sullivan, Jr., (Henry) Hong Liu
    This webcast looks at the compliance and regulatory risks of doing business in China, and will discuss:
    • Challenges and risks of doing business in China’s heavily regulated economy
    • US anti-corruption enforcement efforts in China and new local anti-corruption laws
    • Other common challenges that US compliance departments might encounter in China, such as intellectual property related risks, varying standards of legal protection for employees, etc.

    4/22/2013
    Hospitals Face Mandatory Affirmative Action Obligations Incorporated by Operation of Law Into Their Federal Subcontracts
    Authors: Daniel S. Herzfeld, Julia E. Judish
    In UPMC Braddock v. Harris, the U.S. District Court for the District of Columbia upheld the U.S. Department of Labor’s Arbitration Review Board decision treating hospitals as government subcontractors subject to the equal opportunity clauses traditionally required to be flowed-down to federal government subcontractors, because those hospitals provided medical services to federal employees enrolled in an HMO plan offered by a federal agency. This court decision strikes new ground by incorporating affirmative action obligations into a subcontract by operation of law, even where the prime contract at issue expressly purported to exempt the hospitals from such coverage. In light of this decision, many hospitals (and other vendors) that traditionally have not considered themselves “subcontractors” subject to federal affirmative action requirements may now be subject to Department of Labor (“DOL”) enforcement, depending on the nature of the services they provide to federal prime contractors.
    4/16/2013
    Doing Business in the U.S.
    Authors: Stephan E. Becker, Benjamin J. Cote, Nancy A. Fischer, Jeffrey R. Gans, Kimberly A. Harshaw, Kirke M. Hasson, Keith D. Hudolin, Aaron R. Hutman, David A. Jakopin, Christine Nicolaides Kearns, Michael G. Lepre, Michael S. McNamara, Jerry W. Ross, Susan P. Serota, Thomas M. Shoesmith, Woon-Wah Siu, Glenn Q. Snyder, C. Brian Wainwright, Lu Wang, Reza Zarghamee, Louis A. Bevilacqua, Joseph R. Tiano, Jr.
    “Doing Business in the U.S.” is a practical, introductory guide for non-U.S. businesses interested in doing business in the United States. The guide, authored by numerous Pillsbury attorneys, is an initiative of the firm’s China Practice Group, and the authors frequently use Chinese business or Chinese regulations as examples. However, the book may also be useful for other non-U.S. businesses.
    March 2013
    FCC Enforcement Monitor
    Authors: Paul A. Cicelski, Scott R. Flick
    Headlines:

    • Delay in Providing Access to Public Inspection File Leads to Fine


    • FCC Fines Broadcaster for Antenna Tower Fencing, EAS and Public Inspection File Violations

    March 2013
    2013 First Quarter Children’s Television Programming Documentation
    Authors: Lauren Lynch Flick, Scott R. Flick
    The next Children’s Television Programming Report must be filed with the FCC and placed in stations’ public inspection files by April 10, 2013, reflecting programming aired during the months of January, February, and March 2013.
    March 2013
    2013 First Quarter Issues/Programs List Advisory for Broadcast Stations
    Author: Scott R. Flick
    The next Quarterly Issues/Programs List (“Quarterly List”) must be placed in stations’ public inspection files by April 10, 2013, reflecting information for the months of January, February, and March 2013.
    3/20/2013
    Rhode Island Cleans Up Problematic Superfund Precedent That Undermined Federal Settlements
    Authors: Sheila McCafferty Harvey, Thomas G. Allen, Liz Lord
    The U.S. District Court for the District of Rhode Island has vacated its 2010 summary judgment decision in Ashland Inc. v. GAR Electroforming, 729 F. Supp. 2d 526 (D.R.I. 2010), just days after receiving an amicus memorandum by the United States in support of a motion to vacate filed by United Technologies Corporation (UTC).
    3/15/2013
    Obama Administration Moves Forward With Export Control Reform
    Authors: Christopher R. Wall, Stephan E. Becker, Benjamin J. Cote
    On March 7 and 8, 2013, President Obama took two important steps to further U.S. export control reform. First, the President notified Congress of the proposed transfer of certain items relating to aircraft and gas turbine engines from the jurisdiction of the State Department’s International Traffic in Arms Regulations (ITAR), which govern the export of military products and technology, to the Commerce Department’s Export Administration Regulations (EAR), which governs the export of commercial products and technology. The President also issued an Executive Order reallocating regulatory authorities under the Arms Export Control Act (AECA) to facilitate the shifts in jurisdiction.
    March 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for TV Stations in Michigan or Ohio
    Authors: Lauren Lynch Flick, Scott R. Flick
    TV, Class A TV, and certain LPTV stations licensed to communities in Michigan or Ohio must begin airing pre-filing license renewal announcements on April 1, 2013. License renewal applications for these stations and in-state TV translator stations are due by June 3, 2013.
    March 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for Radio Stations in Arizona, Idaho, New Mexico, Nevada, Utah, or Wyoming
    Authors: Lauren Lynch Flick, Scott R. Flick
    Full power commercial and noncommercial radio stations and LPFM stations licensed to communities in Arizona, Idaho, New Mexico, Nevada, Utah, or Wyoming must begin airing pre-filing license renewal announcements on April 1, 2013. License renewal applications for these stations, and for in-state FM translator stations, are due by June 3, 2013.
    March 2013
    Annual EEO Public File Report Deadline for Stations in Delaware, Indiana, Kentucky, Pennsylvania, Tennessee, or Texas
    Authors: Lauren Lynch Flick, Scott R. Flick
    This Broadcast Station Advisory is directed to radio and television stations licensed to communities in Delaware, Indiana, Kentucky, Pennsylvania, Tennessee, or Texas and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    March 2013
    Biennial Ownership Reports are due by April 1, 2013 for Noncommercial Radio Stations in Texas and Noncommercial Television Stations in Delaware, Indiana, Kentucky, Pennsylvania, or Tennessee
    Authors: Lauren Lynch Flick, Scott R. Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    3/11/2013
    Federal Court Sets Guidelines for Denying Attorney-Client Privilege on Communications
    Authors: Julia E. Judish, Stephen S. Asay
    Hiring a lawyer for a general counsel role – either in-house or by retaining outside counsel to perform that role – can benefit organizations in countless ways. Unlike outside attorneys who are consulted on a piecemeal basis, corporate or general counsel are very familiar with the organization’s operations, leadership, and goals. Because they are often privy to and included in discussions of key business decisions and developments, they can ground their legal advice on a thorough understanding of the organization and its history. That intimate connection to the organization’s business life, however, operates as a double-edged sword. As some court decisions illustrate, the regular inclusion of general counsel in business communications can strip communications with corporate counsel of the presumption that they are protected by attorney-client privilege.
    3/6/2013
    Critical Insurance Coverage Issues Emerging in the Wake of Sandy
    Authors: James P. Bobotek, Peter M. Gillon, Geoffrey J. Greeves, Vincent E. Morgan
    On January 16, 2013, an unprecedented gathering of thought leaders occurred, bringing together senior claim advisors from some of the leading insurance brokers, law firms, consultants, and forensic accountants. The purpose of the meeting was to catalogue and analyze the most significant coverage issues currently being confronted by businesses as a result of Superstorm Sandy. The most salient issues discussed are memorialized in this report.
    2/28/2013
    Private Equity: Blindsided by the FCPA — Hedging Against Anti-Corruption Deal Risk
    Authors: G. Derek Andreson, James L. Kelly, Christopher M. Zochowski, Marc H. Axelbaum, Ryan R. Sparacino

    This article was published in Competition Law360, International Trade Law360, Private Equity Law360, Securities Law360 and White Collar Law360 on March 1, 2013.

    Until a few years ago, private equity firms enjoyed relative insulation from regulatory scrutiny of overseas acquisitions and the operations of multi-national portfolio companies. No longer is that the case. Spurred by the unfounded belief that PE firms are not invested in compliance or the conduct of their portfolio companies, the DOJ and SEC are now training their attention on how PE firms exert oversight and control over their portfolios, with a particular emphasis on FCPA issues. PE firms should prepare for this new scrutiny by taking proactive measures to demonstrate both their awareness and their commitment to earning profits on a level playing field. Most importantly, PE firms must recognize that these efforts are not about appeasing regulators, but go directly to maximizing return on investment.
    February 2013
    FCC Enforcement Monitor
    Authors: Scott R. Flick, Paul A. Cicelski
    Headlines:

    • FCC Takes Action against Intentional Interference and Unlicensed Operations


    • FCC Assesses $25,000 Fines for Unresponsiveness

    2/7/2013
    EEOC Takes Aim at Employee Releases That Bar Assisting Others With Their Own EEOC Charges
    Authors: Keith D. Hudolin, Julia E. Judish
    Employers have routinely asked employees who sign separation or settlement agreements to agree that they will not encourage or assist other employees in filing lawsuits or charges, subject to the caveat that the employee may of course testify truthfully in response to legal process. Until recently, field offices of the U.S. Equal Employment Opportunity Commission regularly approved settlement agreements that included such provisions. Now, however, the EEOC has targeted these kinds of provisions. The agency adopted a new national Strategic Enforcement Plan (“SEP”) on December 17, 2012, instructing its field offices to reject such provisions as impermissible barriers to the EEOC’s investigation and enforcement efforts. In light of the new enforcement drive, employers should review their standard release agreements to ensure they will pass muster under the EEOC’s new initiative.
    2/4/2013
    NY State Appellate Court Sides with Airlines, Dismisses Tarmac Delay-Related Claims
    Authors: Eric Fishman, Anne C. Lefever, Bradley A. Noojin
    The Second Department in Biscone v. JetBlue Airways Corporation recently dismissed airline passengers’ tort claims against an airline based on the failure to provide food, water and facilities during an 11-hour tarmac delay, on the basis that federal law preempts most private causes of action relating to the provision of air carrier services. While airlines still may face enforcement actions and incur civil penalties, the Second Department’s decision signals that New York state courts are following the majority of federal courts that have broadly interpreted the degree to which federal aviation laws preempt state law claims. Given that most delay-related private lawsuits are multimillion-dollar class actions, this decision is a positive development for domestic and international air carriers that operate flights in the United States.
    1/18/2013
    DOE Issues New “Strategy” for Nuclear Waste Management and Disposal
    Authors: Jay E. Silberg, Anne Leidich
    On January 11, 2013, the Department of Energy (“DOE”) issued its response to the recommendations of the Blue Ribbon Commission on America’s Nuclear Future regarding next steps for spent nuclear fuel management and disposal in the United States. As expected, the DOE “strategy” sets out “broad steps” to be taken in the future, rather than near-term actions. Indeed, most of DOE’s recommendations will require new legislation prior to implementation.
    1/16/2013
    American Taxpayer Relief Act of 2012
    Authors: Jennifer Jordan McCall, Ellen K. Harrison, Elizabeth H.W. Fry, Melinda B. Barker, Kim T. Schoknecht, Hiram Powers-Heaven
    On New Year’s Day 2013, to avoid the so-called “fiscal cliff,” Congress passed the American Taxpayer Relief Act of 2012 (“2012 Act”). The 2012 Act raises taxes on some taxpayers while retaining most of the provisions enacted by the Economic Growth and Tax Relief Reconciliation Act of 2001 (“EGTRRA,” generally referred to as the “Bush tax cuts”) and the two-year extension of EGTRRA enacted at the end of 2010. Most of the changes introduced by the 2012 Act relate to income tax; however, there are important changes to the gift, estate, and generation-skipping transfer tax provisions as well.
    1/14/2013
    HSR Thresholds Will Increase to Highest Levels for Transactions in 2013
    Authors: Michael L. Sibarium, Aileen (Chuca) Meyer, Alvin Dunn, Jeetander T. Dulani
    On February 11, 2013, revised thresholds for the Hart-Scott-Rodino Act (“HSR”) will take effect. The thresholds determine whether parties involved in proposed mergers, consolidations, or other acquisitions of voting securities, assets, or unincorporated interests must notify the Federal Trade Commission (“FTC”) and the Antitrust Division of the Department of Justice (“DOJ”) of a proposed transaction and comply with a mandatory waiting period before the transaction can be consummated.
    January 2013
    Broadcast Station EEO Advisory
    Author: Lauren Lynch Flick
    This Broadcast Station Advisory is directed to radio and television stations licensed to communities in Arkansas, Kansas, Louisiana, Mississippi, Nebraska, New Jersey, New York, and Oklahoma and highlights the upcoming deadlines for compliance with the FCC’s EEO Rule.
    January 2013
    Biennial Ownership Reports are due by February 1, 2013 for Noncommercial Radio Stations in Kansas, Nebraska, and Oklahoma and Noncommercial Television Stations in Arkansas, Louisiana, Mississippi, New Jersey, and New York
    Author: Lauren Lynch Flick
    The staggered deadlines for filing Biennial Ownership Reports by noncommercial radio and television stations remain in effect and are tied to each station’s respective license renewal filing deadline.
    January 2013
    Pre-Filing and Post-Filing License Renewal Announcement Reminder for Radio Stations in Texas
    Author: Lauren Lynch Flick
    Full power commercial and noncommercial radio stations and LPFM stations licensed to communities in Texas must begin airing pre-filing license renewal announcements on February 1, 2013. License renewal applications for these stations, and for in-state FM translator stations, are due by April 1, 2013.
    12/17/2012
    A Year-End Update on the UK Bribery Act
    Authors: Raymond L. Sweigart
    Although 2012 did not bring a major prosecution, it was not without note-worthy events. The UK Serious Fraud Office (SFO), on top of the withdrawal of previous Bribery Act guidance and the publication of new guidelines in October, has put out new supplemental guidance on self-reporting financial crimes. These new guidelines require companies that self-report to the SFO to submit full details of their internal investigations into any wrongdoing, as well as supporting evidence such as emails, documents, banking or financial evidence, and witness statements. These requirements may appear onerous, but they underscore the significance that the SFO attaches to self-reporting and the detailed focus they expect businesses to display in dealing with compliance and wrongdoing.
    10/25/2012
    Deferred Prosecution Agreements To Be Adopted in United Kingdom
    Author: Raymond L. Sweigart
    On Tuesday 23 October 2012, UK Justice Minister Damian Green announced government plans after additional public consultations to legislate adoption of U.S.-style deferred prosecution agreements (DPAs) for corporate crime. Following an initial consultation held last summer, the government has now concluded that DPAs will provide prosecutors with an effective tool to tackle increasingly complex issues and to “ensure that more unacceptable corporate behaviour is dealt with including through substantial penalties, proper reparation to victims, and measures to prevent future wrongdoing.”
    October 2012
    FCC Releases Proposals for Broadcast Spectrum Incentive Auctions
    Authors: Paul A. Cicelski, Scott R. Flick
    The FCC released its long-awaited Notice of Proposed Rulemaking (NPRM) to begin the process of auctioning and repurposing broadcast television spectrum for mobile broadband use. Comments are due on December 21, 2012, and reply comments are due on February 19, 2013.
    10/16/2012
    Drawing the Line Online: Employers’ Rights to Employees’ Social Media Accounts
    Authors: James G. Gatto, Julia E. Judish, Thomas N. Makris, Amy L. Pierce
    With the unprecedented popularity of social media, employees have increasingly used LinkedIn and other online forums to network for business and social purposes. When the line between personal and business use is blurred, litigation may ensue. A federal court recently ruled that an employer did not violate federal computer hacking laws by accessing and altering its recently departed CEO’s LinkedIn account, but that the former CEO could proceed to trial on her state law misappropriation claim. In addition, California, Illinois, and Massachusetts recently joined Maryland in enacting laws prohibiting the practice of requesting access to prospective employees’ password-protected social media accounts.
    10/12/2012
    U.S. Companies Now Can Be Liable for Actions of Subsidiaries That Violate Iran Sanctions Rules
    Authors: Stephan E. Becker, Aaron R. Hutman
    On October 9, 2012 President Obama issued an Executive Order (“E.O.”) implementing several provisions of the Iran Threat Reduction and Syria Human Rights Act of 2012 (“Iran Threat Reduction Act”). Most significantly, the E.O. applies to foreign subsidiaries of U.S. persons for the first time most of the sanctions rules that apply to U.S. persons or persons in the United States. Further, the E.O. makes the U.S. parent subject to penalties for violations of the subsidiary. However, such penalties will not apply where the U.S. parent divests or terminates business with the subsidiary by February 6, 2013. It will be important for U.S. companies with non-U.S. subsidiaries to assess whether these affiliates are engaging in prohibited activities vis-à-vis Iran and determine whether U.S. parent needs to take action prior to the divestment date.
    10/10/2012
    UK Bribery Act: Serious Fraud Office Publishes Revised Rules
    Author: Raymond L. Sweigart
    As noted in our Alert on Oct. 1, 2012 and presaged by the withdrawal of previous guidance, new rules published Oct. 9 by the UK Serious Fraud Office (SFO) have opted for stricter language. The SFO now says that it will prosecute under the Bribery Act based primarily on the statute itself rather than on previous, more lenient and somewhat subjective guidance principles issued after the new law was introduced in July 2011. The newly announced policy had been predicted by many observers based on promises to tighten up enforcement made by the current director, David Green QC, on his appointment this past May. The new rules cover the SFO’s approach to corporate hospitality, facilitation payments and self-reporting. 
    10/10/2012
    First NLRB Decisions on Social Media Give Employers Cause to Update Policies, Practices
    Authors: Ellen Connelly Cohen, Christine Nicolaides Kearns, Rebecca Carr Rizzo
    The National Labor Relations Board (“NLRB”) recently issued its first two rulings on employer social media policies and its first ruling on an employee’s termination due to posts on Facebook. These rulings are significant for all employers – not just those with unionized workforces – because they provide guidance regarding what social media behaviors will be deemed protected activity under the National Labor Relations Act (“NLRA”) and, therefore, what employers can and cannot regulate in their policies and practices.
    10/1/2012
    Bribery Act Prosecutor Withdraws Guidance; Whither SFO Enforcement, Self-Reporting?
    Author: Raymond L. Sweigart
    We previously noted in our 17 May 2012 publication that Directorship of the UK Serious Fraud Office ("SFO") had passed to David Green QC. Mr. Green joined the SFO from private practice, where he was a barrister specializing in serious crime issues. He also previously served as the first director of the UK's Revenue and Customs Prosecutions Office. Upon taking office Mr. Green promised to re-examine the relationship between prosecution and civil settlement and focus on strategically significant cases. This emphasis suggested a departure in approach from that of Mr. Green’s predecessor, Richard Alderman. It now appears that Mr. Green is out to fulfill his promises.
    9/27/2012
    Foreign Airlines Permitted to Hold Equity Stakes in Indian Carriers
    Authors: Stephen B. Huttler, Kenneth P. Quinn, Jennifer E. Trock, Sonakshi Jha
    On September 20, 2012, the Government of India notified the public that it has undertaken a series of reforms relating to foreign investments in the country, including allowing foreign airlines to hold up to 49 percent foreign direct investment ("FDI") in Indian airlines. This decision, coupled with significant cuts on the taxes on overseas corporate borrowers, may lure foreign investors toward India, although Indian airlines face formidable financial pressures. The move comes at a time of renewed focus on liberalizing airline ownership laws in the U.S. and Europe.
    September 2012
    Abu Dhabi Oil & Gas Update: Investment Protection
    Authors: Stephan E. Becker, Christopher D. Gunson
    The United Arab Emirates and the Emirate of Abu Dhabi do not have any domestic laws to protect foreign investors from nationalization or expropriation, but the UAE is a signatory on a number of bilateral investment treaties and international conventions. Investment protection and legal recourse are important factors to consider when reviewing any investment opportunity. Governing law and dispute resolution provisions in oil and gas sector agreements have developed over time.
    9/25/2012
    FinCEN is Shaping Rules on Customer Due Diligence: Opportunity for Banks Oct. 5 in NYC
    Authors: Aaron R. Hutman, Joseph T. Lynyak, III
    The U.S. Treasury Department is preparing a Proposed Rule to clarify, and potentially expand, requirements for financial institutions to conduct customer due diligence and assess beneficial ownership. FinCEN (Financial Crimes Enforcement Network) has announced a Roundtable Discussion on October 5, 2012 in New York. Requests to attend must be made no later than September 28 with space limited. FinCEN published its Advance Notice of Proposed Rulemaking on March 5, 2012 and closed comments on June 11, 2012. For Financial Institutions seeking input on this important rulemaking, the October 5th Roundtable offers a strategic opportunity to influence the Proposed Rule.
    9/5/2012
    SEC Proposes Rules Eliminating Prohibition Against General Solicitation and General Advertising in Certain Private Placements
    Authors: Robert B. Robbins, Louis A. Bevilacqua, Joseph R. Tiano, Jr.
    On April 5, 2012, the Jumpstart Our Business Startups Act (the JOBS Act) was signed into law by President Obama with strong bipartisan support. The JOBS Act directed the Securities and Exchange Commission (SEC) to amend Rule 506 of Regulation D under the Securities Act of 1933 to permit general solicitation or general advertising in unregistered offerings made under Rule 506, provided that all purchasers of the securities are accredited investors. The SEC proposed rules on August 29, 2012 to implement that requirement.
    7/28/2010
    FCC Sets August 31, 2010 Deadline for Payment of FY 2010 Annual Regulatory Fees
    Authors: Scott R. Flick, Christine A. Reilly
    The FCC has announced that full payment of all applicable Regulatory Fees for Fiscal Year 2010 must be received no later than August 31, 2010.
    4/10/2009
    EU Prospectus Requirements for Employee Stock Plans Modified
    Authors: Susan P. Serota
    Until the EU Prospectus Directive is amended to exempt certain employee share plans offered by non-EU issuers from the requirement of providing a prospectus, the CESR has recommended that a short-form disclosure regime be adopted for these employee offerings.
    March 2014
    From a Sea of Data to Actionable Insights: Big Data and What it Means for Lawyers
    Source: Intellectual Property & Technology Law Journal
    Authors: John L. Barton, Michael Murphy
    This article was originally published in 26 Intellectual Property & Technology Law Journal No. 3, March 2014, at 8.
    2/27/2014
    Remain Vigilant: Managing Cybersecurity Risks in Third-Party Outsourcing Relationships
    Source: Corporate Compliance Insights
    Authors: Meighan E. O'Reardon, Aaron M. Oser
    This article was originally published on February 27, 2014 and is reprinted with permission from Corporate Compliance Insights.
    January 2014
    Don’t Settle a Preference Case on the Basis of Unpaid New Value
    Source: Pratt's Journal of Bankruptcy Law
    Authors: Patrick J. Potter, Jerry L. Hall, Dania Slim
    This article was originally published in the January 2014 issue of Pratt's Journal of Bankruptcy Law.
    December 2013
    United States Anti-Money Laundering Efforts in 2013
    Source: E-Finance & Payments Law & Policy
    Authors: Raymond L. Sweigart, Aaron R. Hutman, Stephanie J. Rohrer
    This article was originally published in the December 2013 issue of E-Finance & Payments Law & Policy.
    December 2013
    Big Data and Cloud Solutions: Implications for Sourcing
    Source: Practical Law
    Authors: John L. Barton, Michael Murphy
    This article was originally published in Practical Law Company's "Outsourcing Multi-Jurisdictional Guide 2013/14."
    12/18/2013
    Reduce the Risk of Your Information-Sharing Program
    Source: American Society of Association Executives
    Authors: Alvin Dunn
    This article was originally published in the American Society of Association Executives’ Association Law & Policy newsletter on December 18, 2013.
    Winter 2013
    Impact of Supreme Court Pro-Employer Title VII Decisions Blunted by State Laws
    Source: Employee Relations Law Journal
    Authors: Julia E. Judish, Ellen Connelly Cohen, Keith D. Hudolin
    This article was originally published in Vol. 39, No. 3, Winter 2013 issue of Employee Relations Law Journal.
    12/3/2013
    Markets Could Help the Fed End TBTF
    Source: American Banker
    Authors: Joseph T. Lynyak, III
    This article was originally published in the bankthink column of American Banker on December 3, 2013.
    11/15/2013
    U.S. Sanctions Update
    Remaining Sanctions Manageable
    Source: Thai-American Business
    Authors: Aaron R. Hutman, Christopher R. Wall
    This article was originally published in Volume 5/2014 of Thai-American Business, a journal by the American Chamber of Commerce in Thailand.
    Fall 2013
    Recent Developments in Property Insurance Coverage Litigation
    Source: Tort Trial & Insurance Practice Law Journal
    Authors: James P. Bobotek
    This article was originally published in Tort Trial & Insurance Practice Law Journal, Fall 2013 (49:1).
    Fall 2013
    New Amendments to UCC Article 9 Now Effective in Most Jurisdictions
    Source: The Real Estate Finance Journal
    Authors: Thomas Klaus Gump, George P. Haley, Lynn A. Soukup
    This article was originally published in the Fall 2013 issue of The Real Estate Finance Journal.
    September 2013
    Insurance Coverage Law Report: Hurricane Season is Here - Is Your Insurance Program Ready for the Next Storm?
    Source: Insurance Coverage Law Report
    Authors: James P. Bobotek
    This article was originally published in the September 2013 issue of Insurance Coverage Law Report.
    9/30/2013
    100 Years of the Tax Code: 100 Tax Quotes
    Source: Tax Notes
    Authors: Jeffery L. Yablon
    Pillsbury tax partner Jeffery Yablon authored an article that was published in Tax Notes, the leading publication for tax professionals. Entitled "100 Years of the Tax Code: 100 Tax Quotes," the article presents quotes from the 10th edition of his book, "As Certain As Death: Quotations About Taxes."
    October 2013
    Dealing with Civil Investigative Demands from the CFPB: Rules, Response, and Practice Considerations
    Source: The Banking Law Journal
    Authors: Joseph T. Lynyak, III, Rebecca Tierney
    This article was originally published in the October 2013 issue of The Banking Law Journal.
    9/11/2013
    Minimizing Anti-Corruption Deal Risk While Maximizing Returns on Venture Capital Investments
    Source: The FCPA Report
    Authors: G. Derek Andreson, Thomas M. Shoesmith, Marc H. Axelbaum, Ryan R. Sparacino
    More and more, venture capital firms are investing in start-ups seeking to expand internationally or with nascent cross-border operations in place. Such investments offer opportunities for lucrative returns but also carry significant anti-corruption risk that VC firms are often ill-equipped to manage. For many businesses, managing anti-corruption risk is a necessary cost center. But VC firms are uniquely positioned to use that risk to drive a better deal and gain greater control over management and direction of the business.
    2013
    The Oil and Gas Year - Abu Dhabi 2013
    Including an interview with David Cynamon and Chris Gunson
    Source: The Oil and Gas Year
    Authors: David J. Cynamon, Christopher D. Gunson
    An in-depth annual review of the oil and gas industry, this year's edition focused on Abu Dhabi. It contains articles, interviews, market analyses, resources, projects and more from the industry's leading voices. This issue includes an interview with Pillsbury partner David Cynamon and senior associate Chris Gunson discussing prospects for new entrants to the Abu Dhabi onshore sector, how companies bidding on Abu Dhabi National Oil Company’s concessions can assess economic benefits of project participation and how to maximize onshore concession tenders.
    September 3, 2013
    Should Statutory Damages Be Covered? Many Courts Say Yes
    Source: Law360
    Authors: Rene L. Siemens, David L. Beck
    This article was originally published in Law360 on September 3, 2013.
    8/27/2013
    CFIUS Issues in China
    Source: International Financial Law Review
    Authors: Christopher R. Wall
    Through the Committee on Foreign Investment in the U.S. (CFIUS), the president has authority to review and investigate transactions involving the acquisition of a U.S. business by a foreign entity. He is also permitted to investigate the effect of these transactions on national security.
    June 2013
    Mobile Privacy Practices: Recent California Developments Indicate What's to Come
    Source: Computer Law Review International
    Authors: James Chang, James G. Gatto, Meighan E. O'Reardon
    This article was originally published in the June 2013 issue of Computer Law Review International (CRi).
    Summer 2013
    New Tax Increases Make Deferral of Compensation a (More) Valuable Benefit for Many Employees
    Source: Employee Relations Law Journal
    Authors: Howard L. Clemons
    This article describes how the new additional Medicare tax, tax on net investment income, higher marginal tax rates, and phase-out and reductions of personal exemptions and itemized deductions make the use of compensation deferral techniques a potentially significant benefit to employees.
    5/15/2013
    Gays and Conservatives Both Have Exemption Battles With the IRS
    Source: Journal of Taxation of Exempt Organizations
    Authors: Jeffery L. Yablon
    Given the recent news about alleged political bias at the Internal Revenue Service against certain conservative groups, this article, written in 1998 by Pillsbury partner Jeffery Yablon, provides a timely analysis on allegations of bias by the IRS and considers how existing tax rules can be made less vague and subjective.
    4/16/2013
    Ownership Limits Shackle Local Broadcasting
    Source: TVNewsCheck
    Author: John K. Hane
    In this article, Pillsbury communications counsel John Hane argues that “unless it can find a way to make all of the other players in the television industry smaller, the FCC should throw off archaic broadcast ownership regulations that skew the market against the only television service that is free to Americans who don’t want to pay.”
    4/15/2013
    101 Tax Quotes for Tax Day
    Source: Tax Notes
    Authors: Jeffery L. Yablon
    To recognize Tax Day, partner Jeffery Yablon has compiled a collection entitled “101 Tax Quotes for Tax Day.” The quotes presented are from the 10th edition of his book As Certain As Death: Quotations About Taxes, which will be published by Tax Analysts in 2015.
    April 2013
    The U.K. Bribery Act, Year One
    Source: Security Management
    Authors: Raymond L. Sweigart
    Companies that conduct business in the United Kingdom should review their existing anticorruption programs in light of the U.K. Bribery Act.
    April 2013
    Preparing Living Wills for Bank Holding Companies and Depository Institutions: An Update
    Source: The Banking Law Journal
    Authors: Rodney R. Peck, Joseph T. Lynyak, III
    This article discusses recent developments from the Federal Reserve Board and the Federal Deposit Insurance Corporation regarding the preparation of living wills for bank holding companies and banks required to comply by July 1, 2103 or December 31, 2013.
    3/12/2013
    A Modest Proposal: The Discount and Refund-or-Donate Policy
    Source: Taxation of Exempts
    Author: Jeffery L. Yablon
    Despite all of the jokes to the contrary, lawyers as a professional group are remarkably charitable. Unlike plumbers, doctors, electricians, pharmacists, and the myriad of other regulated professionals who enjoy a government-granted monopolistic right to provide services to the public, many lawyers—especially those at large firms—regard themselves as having an obligation to provide services at no cost to worthy individuals and causes. This is known as “pro bono” work, a shortening of the Latin phrase pro bono publico—“for the public good.”
    March 2013
    Due Diligence in Private Placement Offerings
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Due Diligence in Private Placement Offerings at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Ethics and Professional Responsibility For Attorneys in Securities Transactions
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Fundamentals of Securities Regulation and Ethics and Professional Responsibility for Attorneys in Securities Transactions at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Offers, Sales and Resales of Securities Under Section 4[a](1-1/2) and Rule 144A
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Placements and Offers, Sales and Resales of Securities Under Section 4[a](1-1/2) and Rule 144A at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Structuring Best Efforts Offerings and Closings Under Rule 10b-9
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Placements and Structuring Best Efforts Offerings and Closings Under Rule 10b-9 at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Securities Offerings to Employers Consultants and Advisors Under Rule 701
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Placements and Securities Offerings to Employers Consultants and Advisors Under Rule 701 at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Offerings Under Regulation S
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Placements and Offerings Under Regulation S at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Rescission Offers Under Regulation D
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Rescission Offers Under Regulation D at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Private Trading Platforms for Restricted Securities
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Trading Platforms for Restricted Securities at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Looking Forward: Practical Implications of the JOBS Act Changes to Private Placements
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Placements at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Installment Payments in Public and Private Offerings
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Placements and Installment Payments in Public and Private Offerings at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    March 2013
    Private Placements in Mergers and Acquisitions
    Source: The American Law Institute
    Continuing Legal Education
    Author: Robert B. Robbins
    Pillsbury attorney, Bob Robbins presented on Regulation D Offerings and Private Placements in Mergers and Acquisitions at The American Law Institute Continuing Legal Education conference on March 14-16, 2013.
    February 7, 2013
    Next TV Standard Must Be Truly Universal
    Source: TVNewsCheck
    Author: John K. Hane
    What if you could buy a 50-inch television, mount it anywhere in your house, and receive dozens of channels on it for free and without any futzing around? What if most or all broadcast signals, in their native form, were easily receivable on tablets and smartphones?
    2013
    U.S. Energy Regulation, Development & Finance
    Source: Getting the Deal Through
    Reprinted by
    permission of Law Business Research from the following publications: Project Finance 2013, Oil Regulation 2012, Gas Regulation 2012, Electricity Regulation 2011
    Authors: Robert A. James, Michael S. Hindus, Philip Jonathan Tendler, Julie H. Mayo, Stella Pulman

    Energy partners Robert A. James, Michael S. Hindus and Philip J. Tendler, counsel Julie Hutchings Mayo and senior associate Stella Pulman have contributed to the Getting the Deal Through series for several years. In this second edition of our pieces, we present the thought leadership of Pillsbury lawyers across the entire fuel spectrum—oil and gas on one hand, and nuclear, renewable, gas and coal power generation on the other—and across the private and public-private partnership (PPP) approaches to project development and finance for infrastructure as well as energy facilities.

    The U.S. energy and infrastructure sectors have undergone dramatic change since 2006, the year of Pillsbury’s first contribution to the GTDT publications. Natural gas production and reserves have increased largely from shale and other unconventional sources, which have reinvigorated the petrochemical sector; challenged the prospects of power generation from coal, nuclear and renewable sources; and turned talk of LNG imports into talk of potential exports and gas as a more widespread transportation fuel. Oil production has increased in the Midwest, which faces obstacles for new and increased means of transportation, and the federal agencies regulating offshore oil leases and safety have been completely transformed after the Macondo accident. Power generators must as ever monitor the changing political drivers of policymakers and agencies, with higher renewable procurement standards being more concentrated in the Northeast and the West Coast and new generation projects often needing to coordinate with plans for greater local and regional transmission. A common thread is the greater need for investments in infrastructure of all types, including private finance and PPPs to cope with the constraints on public funding.
    11/26/2012
    Association Law Handbook: A Practical Guide for Associations, Societies and Charities. 5th Edition.
    Author: Jerald A. Jacobs
    Written by Pillsbury partner and leader of Pillsbury's Nonprofit Organizations practice, Jerald Jacobs, this handbook contains everything legal and executive management professionals need to know about association law and outlines it in simple terms, making it fully accessible and easy to understand. At the end of every chapter is a resource guide that shows where to find additional books, articles, cases, laws, regulations, and more. Recently updated to reflect the latest developments in nonprofit law, this edition provides all the information a nonprofit needs to stay in full compliance.
    October 2012
    Nuclear Export Controls
    A Comparative Analysis of National Regimes for the Control of Nuclear Components and Technology
    Authors: James A. Glasgow, Stephen L. Markus, Elina Teplinsky
    Commercial nuclear companies that export goods and services from the United States have long pointed to the U.S. nuclear export control system as a major competitive disadvantage as they compete with their counterparts in nuclear supplier nations such as the Russian Federation, Japan, the Republic of Korea (ROK) and France.
    September - October 2012
    International Trade Obstacles to Fukushima Recovery
    Authors: Yukinori Machida, Stephen L. Markus, Elina Teplinsky
    In the wake of the devastating earthquake and tsunami that crippled Japan’s Fukushima Daiichi nuclear power facility in March 2011, the international nuclear industry not only has studied the incident and begun to apply lessons learned, but also has actively provided supplies and assistance to support the recovery efforts of Tokyo Electric Power Co. (TEPCO). Within days of the disaster, experts from the nuclear industries of the United States and other countries arrived in Japan and began to assist TEPCO with recovery measures. In addition to sending expert volunteers, the industry has contributed a wide array of critical supplies, including safety equipment, radiation-monitoring devices and robotic surveillance systems.
    10/15/2012
    Presidential Quotes About Taxes
    Source: Tax Notes
    Authors: Jeffery L. Yablon
    Jeffery Yablon authored an article that was published in Tax Notes, the leading publication for tax professionals. Entitled "Presidential Quotes About Taxes," the article presents quotes from the 10th edition of his book, "As Certain As Death: Quotations About Taxes." The individuals quoted are all past presidents.
    Winter 2011
    Minimizing the Impact of the National Environmental Policy Act on Public-Private Ventures
    Source: Real Estate Finance Journal
    Authors: Jeffrey A. Knight, William A. Wilcox Jr.
    In this article, Pillsbury Environment, Land Use & Natural Resources senior associate William A. Wilcox, Jr. and partner Jeffrey A. Knight address the impact of the National Environmental Policy Act (NEPA) on public-private ventures (PPVs). They demonstrate that early planning and coordination is essential in order to make use of opportunities to streamline and expedite the NEPA review process for PPV projects while ensuring adequate protections against legal challenges.
    10/17/2011
    The Cynical and the Hopeful: Quotations About Tax Reform
    Source: Tax Notes
    Authors: Jeffery L. Yablon
    Jeffery Yablon authored an article that was published in Tax Notes, the leading publication for tax professionals. Entitled "The Cynical and the Hopeful: Quotations About Tax Reform", the article presents quotes about tax reform selected from the 10th edition of his book, "As Certain As Death: Quotations About Taxes." The individuals quoted range from Dave Barry to Dick Cheney.
    9/29/2011
    Rethinking Risk Management & Planning for Infra Projects
    Source: Infrastructure Journal
    Authors: Jane Wallison Stein, David T. Dekker
    The disasters following the Fukushima earthquake in Japan, and, in the US, the flooding and power outages in the Mid-Atlantic caused by hurricane Irene, the earthquake on the East Coast, wildfires in the West, tornadoes and floods in the Midwest and other events, provide one clear lesson: the algebra of infrastructure project risk management has reached a new level of complexity, and creating effective risk management strategies requires a constant re-evaluation of existing approaches. Finance partner Jane Wallison Stein and litigation partner David Dekker discuss lessons of the past and forward-looking risk management strategies in this article, which originally appeared in Infrastructure Journal.
    Summer 2011
    A "Work In Progress" - The Evolving U.S.- India Defense Supply Relationship
    Source: American Bar Association's India Law News
    Authors: Sanjay Jose Mullick
    Sanjay Mullick co-authors this article, discussing the evolving U.S.- India defense supply relationship, its transformation and challenges.

    June 2011
    Oil Regulation 2011 - United States
    Source: Getting the Deal Through
    Authors: Robert A. James, Stella Pulman, Joseph Fagan
    Co-head of Pillsbury’s energy industry team Robert A. James, senior environment, land use & natural resources associate Stella Dorman and energy partner Joseph H. Fagan co-author this article, in which they describe the key commercial aspects of the U.S. oil sector, the energy policy, key laws and regulations concerning oil activities, oil reservoir ownership and mineral rights, and oil exploration and production, and health and safety rules, and other issues affecting the oil regulation industry. Reproduced with permission from Law Business Research.

    2011
    Gas Regulation 2011 - United States
    Source: Getting the Deal Through
    Authors: Michael S. Hindus, Julie H. Mayo, Joseph Fagan
    Energy partners Joseph H. Fagan and Michael S. Hindus, co-head of Pillsbury's energy industry team Robert A. James, and finance senior associate Julie D. Hutchings co-author this article, in which they describe the domestic natural gas sector, government policy, the regulation of natural gas production, the regulation of natural gas pipeline transportation and storage, as well as distribution, sales and trading, the regulation of LNG, mergers and competition and other issues affecting the gas regulation industry.

    April 2011
    What Will be the Lessons of Fukushima?
    Source: McCloskey Nuclear Business, Issue 43
    Authors: Jay E. Silberg, George Borovas
    DC Partner Jay Silberg, former U.S. Atomic Energy Commission lawyer who also represented the owners and operators of the Three Mile Island (TMI) reactors after the TMI-2 accident, and London partner George Borovas, leader of Pillsbury's international nuclear projects team and former chemical engineer, draw from the lessons learned in the TMI nuclear accident and the subsequent changes implemented throughout the nuclear energy sector to offer insights into what will likely happen next in Japan and the global nuclear industry as the situation stabilizes. This article originally appeared in the April 2011 issue of McCloskey Nuclear Business.

    Spring 2011
    If Your Bank Dies Is Your Deal Dead?
    Source: The American College of Real Estate Lawyers Papers
    Authors: Les Nicholson, Alex M. Phipps III
    Senior Counsel Les Nicholson, former General Counsel of the U.S. Government Service Administration and former Executive Vice President and General Counsel of Chevy Chase Bank, and Real Estate Associate Alex Phipps, discuss the questions facing borrowers in the wake of the recent economic recession and its effects on banking industry. The lawyers outline what happens to a bank once it fails and provide advice on action to take, should your bank fail. This article originally appeared in the Spring 2011 issue of the American College of Real Estate Lawyers Papers.
    Spring 2010
    An Updated Primer on Procedures and Rules in 337 Investigations at U.S. International Trade Commission (ITC)
    Source: University of Baltimore Intellectual Property Law Journal
    Authors: William P. Atkins
    Originally appearing in the University of Baltimore Intellectual Property Law Journal (Spring 2010), this article on procedures and rules governing 337 investigations at the U.S. International Trade Commission (ITC) was judged 'one of the best law review articles related to patent law published within the last year' by the editor of West's Intellectual Property Law Review (published by Thomson Reuters) and will appear in the Review's 2011 edition.
    2/14/2011
    ASEAN: The Next Nuclear Powerhouse?
    Source: Infrastructure Journal
    Authors: Elina Teplinsky, George Borovas
    Who will be the next Asian tiger in the global nuclear industry? The countries of the Association of Southeast Asian Nations (ASEAN) look like prime candidates, write energy partner and international nuclear projects team head George Borovas and energy associate Elina Teplinsky in their article on how regional cooperation can aid the development of nuclear power in Southeast Asia. The article originally appeared in Infrastructure Journal on February 14, 2011.
    Winter 2011
    Recent Developments in Property Insurance Coverage Litigation
    Source: The ABA's Tort Trial & Insurance Practice Law Journal
    Authors: James P. Bobotek, William A. Schreiner Jr., Carol M. Rooney, William R. Lewis, Jay M. Levin, Toki Rehder, Lisa A. Szymanski, Kristin Suga Heres, Ryan A. Lee, Craig A. Jacobson
    James Bobotek, senior associate in Pillsbury's Washington, DC office, focuses his practice on insurance recovery & advisory issues. Bobotek and other followers in this area of law outline the developments in common issues that arise out of property insurance contracts. This article originally appeared in the ABA's Tort Trial & Insurance Practice Law Journal.
    December 1, 2010
    Case Overview: Lessons from the Great Fire of 1906
    Source: Risk Management
    Authors: Peter M. Gillon, Rene L. Siemens
    December 2010 marks the centennial of the landmark California Supreme Court decision in California Wine Association v. Commercial Union Fire Insurance Company of New York that resolved the critical insurance coverage dispute arising from the 1906 San Francisco earthquake and fire. In this article, which originally appeared in the December issue of Risk Management, Pillsbury Insurance Recovery & Advisory partners Rene Siemens and Peter Gillon discuss the decision and its implications today.
    2011
    Electricity, Oil and Gas Regulation in the United States
    Source: Getting the Deal Through
    Reprinted by permission of Law Business Research from the following publications: Electricity Regulation 2011, Electricity Regulation 2010, Oil Regulation 2010 and Gas Regulation 2010.

    Authors: Michael S. Hindus, Becky Bruner, Joseph Fagan
    Energy partners Robert A. James, Michael S. Hindus, Joseph H. Fagan and Becky M. Bruner, and associates Stella Dorman and Julie D. Hutchings have contributed to the Getting the Deal Through series for several years. This publication asks energy lawyers to provide detailed overviews of the regulatory landscape in each of a number of producing and consuming countries. This brochure contains our introductory remarks on electricity markets generally, and our latest analyses of the power, oil and gas sectors in the United States of America in particular. The articles discuss the government policy and legislative framework for the electricity sector, the organizational structure for the generation, transmission, distribution and sale of power, the required authorization to construct and operate generation facilities, interconnection policies, alternative energy sources, the regulation of electricity utilities, regulatory authorities and other issues affecting the electricity regulation industry.

    August 9, 2010
    Major Changes to HIPAA Privacy, Security, and Enforcement Rules Proposed by HITECH Privacy NPRM
    Source: Health IT Law & Industry Report
    Authors: Gerry Hinkley, Allen Briskin, Douglas Grimm
    Gerry Hinkley, co-chair of Pillsbury's health care industry team, health care counsel Allen Briskin and senior associate Douglas Grimm co-authored this article for BNA, Inc.'s Health IT Law & Industry Report, which originally appeared on August 9, 2010.
    7/1/2010
    What the New Encryption Rules Mean for U.S. Exporters
    Author: Sanjay Jose Mullick
    The Obama administration has taken the first step in export control reform by easing the pathway for U.S. companies to export certain encryption items. In this article, Sanjay Jose Mullick, a Washington-based member of Pillsbury's International Trade Practice, explains what the new encryption rules mean for U.S. exporters.
    June 8, 2010
    Weak Tea: The UN sanctions against Iran have been watered down to almost nothing.
    Source: Foreign Policy
    Authors: Christopher R. Wall
    Christopher R. Wall, a senior international trade partner and the former Assistant Secretary for Export Administration in the US Department of Commerce's Bureau of Industry and Security, authors an op-ed for Foreign Policy magazine about the ineffectiveness of the UN sanctions against Iran.
    March 2010
    Complying with U.S. Export Controls and Sanctions in a Globalized World
    Authors: Elina Teplinsky, Sanjay Jose Mullick
    In a new white paper published by the United States Industry Coalition (USIC), an association of high tech businesses and research institutions, Pillsbury attorneys Elina Teplinsky and Sanjay Mullick detail U.S. export control programs and economic sanctions administered by multiple federal agencies, and their growing influence over key industries in a globalized world, including nuclear energy, and information technology. They describe the purpose and scope of applicable regulations, their enforcement, and offer best practices for establishing effective and ongoing compliance programs. 
    2010
    Oil Regulation 2010 - United States
    Source: Getting the Deal Through
    Authors: Robert A. James, Stella Pulman, Joseph Fagan
    Co-head of Pillsbury’s energy industry team Robert A. James, senior environment, land use & natural resources associate Stella Dorman and energy partner Joseph H. Fagan co-author this article, in which they describe the key commercial aspects of the U.S. oil sector, the energy policy, key laws and regulations concerning oil activities, oil reservoir ownership and mineral rights, and oil exploration and production, and health and safety rules, and other issues affecting the oil regulation industry. Reproduced with permission from Law Business Research. The article, “United States,” was first published in Getting the Deal Through - Oil Regulation 2010 in 29 jurisdictions worldwide (published in March 2010; contributing editor Craig Spurn, Blake Cassels & Graydon LLP).
    2010
    Gas Regulation 2010 - United States
    Source: Getting the Deal Through
    Authors: Michael S. Hindus, Julie H. Mayo, Joseph Fagan
    Co-head of Pillsbury’s energy industry team Robert A. James, energy partners Joseph H. Fagan and Michael S. Hindus, and energy associate Julie D. Hutchings co-author this article, in which they describe the U.S. natural gas sector, regulation of natural gas production, transportation, storage, distribution, sales and trading, LNG, mergers and competition, and other issues pertaining to natural gas.
    January 15, 2010
    International Trade Policy: Missing from the Recovery
    Source: North American Free Trade & Investment Report
    Authors: Christopher R. Wall
    Christopher R. Wall, a senior international trade partner and the former Assistant Secretary for Export Administration in the US Department of Commerce's Bureau of Industry and Security, authors an article about President Obama's latest announcement regarding the economic recovery program. This article first appeared in North American Free Trade & Investment Report.
    Fall 2009
    Practical and Strategic Considerations in Litigating Under the FTC’s New Part 3 Rules
    Source: ABA's Antitrust Magazine
    Authors: Michael L. Sibarium
    This article was originally published in the Fall 2009 edition of the American Bar Association's Antitrust magazine.
    9/8/2009
    New Rules of the Road for Advisers to Private Funds
    Source: The VC Experts' Buzz
    Author: Kimberly V. Mann
    On July 15, 2009, the Obama administration delivered to Capitol Hill the much anticipated proposed legislation that would require domestic advisers of private pools of capital to register with the U.S. Securities and Exchange Commission (the "SEC"). The new legislation, which is titled the "Private Fund Investment Advisers Registration Act of 2009" (the "Act"), would amend the Investment Advisers Act of 1940, as amended (the "Advisers Act"), to eliminate for domestic advisers to private funds the long-standing exemption currently available to advisers with fewer than 15 U.S. clients. The Act would subject many previously unregistered advisers to SEC oversight and conflict-of-interest prohibitions, and would require them to maintain records, submit reports, establish and maintain a compliance program and make such disclosures as may be determined by the SEC from time to time.
    8/11/2009
    Why the SEC Will Likely Enact a Ban on Third-Party Solicitation
    Source: Private Equity Manager
    Author: Kimberly V. Mann
    In seeking solutions to halt pay-to-play practices within the investment advisor market, the US Securities and Exchange Commission is consulting an old playbook for the municipal securities market.
    5/10/2009
    Insurance Coverage Issues in Claims Arising out of the Influenza A (H1N1) Outbreak
    Source: LexisNexis Insurance Law Center
    Authors: James P. Bobotek, Peter M. Gillon
    Peter Gillon, co-head of Pillsbury’s Insurance Recovery & Advisory team, and James Bobotek, a member of the team, co-authored this article, which originally appeared on the LexisNexis Insurance Law Center, May 10, 2009.
    5/7/2009
    Gas Regulation 2009 - United States
    Source: Getting the Deal Through
    Authors: Michael S. Hindus, Joseph Fagan, Susan Ormand Berry
    Energy partners Joseph H. Fagan and Michael S. Hindus, co-head of Pillsbury's energy industry team Robert A. James,  and finance associate Susan O. Berry co-author this article, in which they describe the domestic natural gas sector, government policy, the regulation of natural gas production, the regulation of natural gas pipeline transportation and storage, as well as distribution, sales and trading, the regulation of LNG, mergers and competition and other issues affecting the gas regulation industry. Reproduced with permission from Law Business Research.

    4/10/2009
    FCC Enforcement Monitor
    FCC Fines Texas Low Power Noncommercial Educational Station $20,000 for Airing Advertisements.
    Authors: Scott R. Flick
    The FCC recently imposed a $20,000 fine for the broadcast of impermissible advertising on a low power noncommercial educational FM radio station.  Section 73.503(d) of the FCC’s Rules prohibits noncommercial stations from airing promotional advertisements on behalf of for-profit entities.  Advertisements are defined by the Communications Act as program material that is intended to “promote any service, facility, or product” of for-profit entities.  Although contributors to non-commercial stations may receive on-air acknowledgements, the FCC has held that such acknowledgements may be made for identification purposes only, and should not promote the contributors’ products, services, or businesses.
    2/16/2009
    Don’t Forget About Opportunities To Outsource
    Source: Buyouts
    Authors: James L. Alberg, Aaron M. Oser
    James Alberg, head of Pillsbury's Global Sourcing practice, and Aaron Oser, Global Sourcing partner, co-authored this article, which originally appeared in Buyouts, February 16, 2009.
    1/26/2009
    Nuclear Waste Is Piling Up
    Wrestling what to do with the waste has lasted a generation.
    Source: The National Law Journal
    Authors: Jay E. Silberg, Christopher F. Tierney
    Pillsbury partner Jay Silberg, co-head of the firm's Energy industry team, co-authored this article which originally appeared in The National Law Journal, January 26, 2009.
    2008
    Pillsbury Energy Team Authors Chapter on Electricity Regulation for Leading Legal Series
    Source: Getting the Deal Through – Electricity Regulation 2009
    Authors: Michael S. Hindus, Natara G. Feller, Thomas C. Orvald, Becky Bruner, Joseph Fagan
    A bicoastal team from Pillsbury’s top-ranked Energy practice contributed the introduction and the U.S. chapter of “Electricity Regulation 2009,” part of Global Competition Review’s “Getting the Deal Through” series. This is the third consecutive year that Pillsbury has contributed to the series. Each special report provides comparative international analysis in key areas of law and policy for corporate counsel and cross-border legal practitioners. Having previously authored chapters on U.S. regulatory guidelines for Gas and Oil matters, “Electricity Regulation 2009” marks the completion of the firm’s “trifecta” of writing on crucial energy issues for the series, and showcases the firm's unique scope and range of capabilities across the entire fuel spectrum.
    September 2008
    Final Federal Rules Require Identity Theft Prevention Programs to Be Implemented in 2008, Part 2
    Source: Electronic Banking Law & Commerce Report, Vol. 13, Issue 7
    Authors: Meighan E. O'Reardon, John L. Nicholson
    On November 1, 2008, many businesses will be expected to comply fully with new identity theft rules (the "Red Flag Rules") promulgated by six Federal financial regulators.1 For background on these rules and requirements, please refer to Part 1 of this article in the August 2008 issue of Electronic Banking Law and Commerce Report.2 By now, most organizations subject to these requirements are actively developing and implementing their Identity Theft Prevention Programs. As organizations strive to meet the compliance deadlines, the following additional observations about the rules and current implementation efforts have been compiled.

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