William Sullivan Jr., Pillsbury partner, will serve as a panelist during the "Trends in SEC Enforcement," session, and Brian E. Finch, Pillsbury partner, will participate in the "Cybersecurity – Managing Open-Ended Liability" panel discussion.

Please join us for this program focused on cybersecurity and SEC enforcement, which is specifically designed for investment fund managers and advisers. In particular, the program will feature speakers on the following topics:

  • Current trends in SEC enforcement affecting fund managers
  • Insider Trading, Foreign Corrupt Practices Act, Whistle blower Actions and Conflicts of Interest
  • Recent developments in cybersecurity pertaining to investment funds
  • Effects of inadequate cybersecurity on revenue-how it can hurt valuation and future earnings potential
  • How to proactively address flaws in cybersecurity policies to avoid disaster

Other Speakers

Sponsors

Pillsbury
Ernst & Young LLP
Eze Castle Integration