Webinar
12.14
December 14, 2021: 2:00PM - 3:00PM
The SEC from
A to Z
Our panel of former SEC staff provides practical guidance to companies regarding the Commission’s evolving priorities in the areas of market structure, regulation and enforcement. The discussion focuses on concrete steps that market participants should take to identify and mitigate risk.
Event Contact
Reagan Rush
Reagan Rush
Topics include:
- Risks for Alternative Data Providers and Consumers
- SEC v. Panuwat and the Expansion of Insider Trading Enforcement
- Payment for Order Flow
- Cryptocurrency and Risks for Digital Asset Market Participants
- Climate and ESG Risks
- Developments in AML and KYC Requirements for SEC Registrants
- Reg BI and Form CRS
- Cybersecurity Regulations and Enforcement
- Issuer Reporting and Accounting
Moderator
Ari M. Berman
Partner
Pillsbury Panelist
David Oliwenstein
Partner
Additional Panelists
Ken Joseph, Managing Director, Kroll, LLC
Nathaniel Kolodny, Lead Regulation Counsel, Investors Exchange LLC