Private Placements and Regulation D

Topics in the outline include:

• the fundamentals of private placements and alternatives to private placements;
• ways to avoid the most common mistakes and sources of liability of both issuers and lawyers in the conduct of offerings;
• fixing a broken offering, and what to do when an offering cannot be fixed;
• dealing with difficult disclosure issues;
• the lawyer’s due diligence obligations and risks of liability;
• special issues applicable to private investment funds;
• private placements in mergers and acquisitions;
• expanding state regulatory and enforcement efforts, and NASAA coordination;
• expanding FINRA regulation;
• exit strategies and resales of restricted and control securities; and
• special issues for employee compensation plans.

Download: Regulation D Offerings and Private Placements