This program is designed to provide an update on the SEC’s latest regulatory and enforcement priorities for private fund advisers, including the SEC’s recently adopted new rules. We will offer an overview of the latest developments, including practical tips to navigate the enhanced compliance obligations for advisers.
Join Pillsbury and Kroll to unpack these developments and learn strategies to ensure compliance and avoid enforcement actions.
Part II of our SEC Update series, covering the SEC’s climate disclosure rules and ESG focus, will take place in November.
Ken C. Joseph, Managing Director, Financial Services Compliance & Regulation, Kroll
Pillsbury
Kroll