This timely course will provide an in-depth examination of today’s private placements and the business and regulatory environment for the latest capital-raising models, including:

  • Crowdfunding: What will work and what won’t
  • Regulation A+ and how it will be used
  • The IPO revolution for emerging growth companies (EGCs)
  • General solicitation and advertising under the JOBS Act; limitations on general solicitation; advertising in offerings not covered by the JOBS Act
  • SEC regulatory perspectives on private placements and the alternatives
  • Finders, eligible investors, and “bad actors”
  • The expanding role of FINRA
  • State regulatory and enforcement efforts; NASAA coordination

For more information and to register for the in-person event, please visit ALI.

Speakers

Sponsors

American Law Institute (ALI)