This timely course will provide an in-depth examination of today’s private placements and the business and regulatory environment for the latest capital-raising models, including:
- Crowdfunding: What will work and what won’t
- Regulation A+ and how it will be used
- The IPO revolution for emerging growth companies (EGCs)
- General solicitation and advertising under the JOBS Act; limitations on general solicitation; advertising in offerings not covered by the JOBS Act
- SEC regulatory perspectives on private placements and the alternatives
- Finders, eligible investors, and “bad actors”
- The expanding role of FINRA
- State regulatory and enforcement efforts; NASAA coordination
For more information and to register for the in-person event, please visit ALI.